LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$77.3M
2
+$74.1M
3
+$64.1M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$37.6M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$37.3M

Top Sells

1
+$94M
2
+$60.9M
3
+$33.8M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.6M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.9M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLAN
5026
DELISTED
Anaplan, Inc.
PLAN
$2K ﹤0.01%
43
-1,239
ENIA
5027
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$2K ﹤0.01%
265
SOLY
5028
DELISTED
Soliton, Inc.
SOLY
$2K ﹤0.01%
200
+100
CNBKA
5029
DELISTED
Century Bancorp Inc/Mass
CNBKA
$2K ﹤0.01%
21
TWNKW
5030
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$2K ﹤0.01%
1,119
XOG
5031
DELISTED
Extraction Oil & Gas, Inc. Common Stock
XOG
$2K ﹤0.01%
648
-986
SVBI
5032
DELISTED
Severn Bancorp Inc/MD
SVBI
$2K ﹤0.01%
321
+2
NNA
5033
DELISTED
Navios Maritime Acquisition Corporation
NNA
$2K ﹤0.01%
315
LDL
5034
DELISTED
Lydall, Inc.
LDL
$2K ﹤0.01%
68
-1,453
TDW.WS.A
5035
DELISTED
Tidewater Inc. Series A Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.A
$1K ﹤0.01%
364
-19
MGI
5036
DELISTED
MoneyGram International, Inc. New
MGI
$1K ﹤0.01%
300
-500
TA
5037
DELISTED
TravelCenters of America LLC
TA
$1K ﹤0.01%
47
-1
JNCE
5038
DELISTED
Jounce Therapeutics, Inc. Common Stock
JNCE
$1K ﹤0.01%
200
BSMX
5039
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$1K ﹤0.01%
232
AMBC.WS
5040
DELISTED
Ambac Financial Group
AMBC.WS
$1K ﹤0.01%
125
ASAP
5041
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$1K ﹤0.01%
51
ECOM
5042
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$1K ﹤0.01%
138
-200
TMBR
5043
DELISTED
Timber Pharmaceuticals, Inc.
TMBR
$1K ﹤0.01%
3
MN
5044
DELISTED
MANNING & NAPIER, INC.
MN
$1K ﹤0.01%
500
EXTN
5045
DELISTED
Exterran Corporation
EXTN
$1K ﹤0.01%
100
-283
GBL
5046
DELISTED
GAMCO Investors, Inc.
GBL
$1K ﹤0.01%
39
MBII
5047
DELISTED
Marrone Bio Innovations, Inc.
MBII
$1K ﹤0.01%
1,200
VWTR
5048
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
$1K ﹤0.01%
100
VRS
5049
DELISTED
Verso Corporation
VRS
$1K ﹤0.01%
79
-863
GSKY
5050
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$1K ﹤0.01%
130
-907
200 201
202
203 204