LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.16%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$116M
2
+$77M
3
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

1
+$94.6M
2
+$60.4M
3
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHLO
5026
DELISTED
Shiloh Industries Inc
SHLO
$2K ﹤0.01%
500
STML
5027
DELISTED
Stemline Therapeutics, Inc.
STML
$2K ﹤0.01%
180
+100
TUES
5028
DELISTED
Tuesday Morning Corp
TUES
$2K ﹤0.01%
1,050
AVEO
5029
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$2K ﹤0.01%
285
ASNA
5030
DELISTED
Ascena Retail Group, Inc.
ASNA
$2K ﹤0.01%
351
-25
NVTR
5031
DELISTED
Nuvectra Corporation Common Stock
NVTR
$2K ﹤0.01%
1,500
-120
SDT
5032
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$2K ﹤0.01%
3,424
-57
DEMG
5033
DELISTED
Xtrackers FTSE Emerging Comprehensive Factor ETF
DEMG
$2K ﹤0.01%
88
-40
CVRS
5034
DELISTED
CORINDUS VASCULAR ROBOTICS, INC
CVRS
$2K ﹤0.01%
+400
TDW.WS.A
5035
DELISTED
Tidewater Inc. Series A Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.A
$1K ﹤0.01%
364
-19
MGI
5036
DELISTED
MoneyGram International, Inc. New
MGI
$1K ﹤0.01%
300
-500
JNCE
5037
DELISTED
Jounce Therapeutics, Inc. Common Stock
JNCE
$1K ﹤0.01%
200
BSMX
5038
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$1K ﹤0.01%
232
AMBC.WS
5039
DELISTED
Ambac Financial Group
AMBC.WS
$1K ﹤0.01%
125
ASAP
5040
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$1K ﹤0.01%
51
ECOM
5041
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$1K ﹤0.01%
138
-200
TMBR
5042
DELISTED
Timber Pharmaceuticals, Inc.
TMBR
$1K ﹤0.01%
3
MN
5043
DELISTED
MANNING & NAPIER, INC.
MN
$1K ﹤0.01%
500
EXTN
5044
DELISTED
Exterran Corporation
EXTN
$1K ﹤0.01%
100
-283
GBL
5045
DELISTED
GAMCO Investors, Inc.
GBL
$1K ﹤0.01%
39
MBII
5046
DELISTED
Marrone Bio Innovations, Inc.
MBII
$1K ﹤0.01%
1,200
VWTR
5047
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
$1K ﹤0.01%
100
VRS
5048
DELISTED
Verso Corporation
VRS
$1K ﹤0.01%
79
-863
GSKY
5049
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$1K ﹤0.01%
130
-907
DRNA
5050
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
$1K ﹤0.01%
+53
200 201
202
203 204