LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.16%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$116M
2
+$77M
3
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

1
+$94.6M
2
+$60.4M
3
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENIA
5026
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$2K ﹤0.01%
265
SOLY
5027
DELISTED
Soliton, Inc.
SOLY
$2K ﹤0.01%
200
+100
CNBKA
5028
DELISTED
Century Bancorp Inc/Mass
CNBKA
$2K ﹤0.01%
21
TWNKW
5029
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$2K ﹤0.01%
1,119
XOG
5030
DELISTED
Extraction Oil & Gas, Inc. Common Stock
XOG
$2K ﹤0.01%
648
-986
SVBI
5031
DELISTED
Severn Bancorp Inc/MD
SVBI
$2K ﹤0.01%
321
+2
NNA
5032
DELISTED
Navios Maritime Acquisition Corporation
NNA
$2K ﹤0.01%
315
LDL
5033
DELISTED
Lydall, Inc.
LDL
$2K ﹤0.01%
68
-1,453
CLCT
5034
DELISTED
Collectors Universe
CLCT
$2K ﹤0.01%
+54
URG
5035
Ur-Energy
URG
$687M
$1K ﹤0.01%
2,000
UTSI icon
5036
UTStarcom
UTSI
$24.7M
$1K ﹤0.01%
108
VEON icon
5037
VEON
VEON
$3.77B
$1K ﹤0.01%
10
VTOL icon
5038
Bristow Group
VTOL
$1.43B
$1K ﹤0.01%
+59
XSHQ icon
5039
Invesco S&P SmallCap Quality ETF
XSHQ
$252M
$1K ﹤0.01%
50
VRN
5040
DELISTED
Veren
VRN
$1K ﹤0.01%
155
-46,096
GRDX
5041
GridAI Technologies Corp
GRDX
$7.63M
– –
0
NPKI
5042
NPK International
NPKI
$1.24B
$1K ﹤0.01%
151
ITCI
5043
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$1K ﹤0.01%
150
VOXX
5044
DELISTED
VOXX International Corporation Class A
VOXX
$1K ﹤0.01%
+153
LUMO
5045
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$1K ﹤0.01%
41
VTNR
5046
DELISTED
Vertex Energy, Inc
VTNR
$1K ﹤0.01%
658
BIOL
5047
DELISTED
Biolase, Inc.
BIOL
– –
0
CBD
5048
DELISTED
Companhia Brasileira de Distribuicao
CBD
$1K ﹤0.01%
27
+17
SCTL
5049
DELISTED
Societal CDMO, Inc. Common Stock
SCTL
$1K ﹤0.01%
118
EXPR
5050
DELISTED
Express, Inc.
EXPR
$1K ﹤0.01%
10
-4
200 201
202
203 204