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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBLN
5026
DELISTED
Direxion iBillionaire Index ETF
IBLN
$0 ﹤0.01%
1
-66
-99% -$1.66K
JRJR
5027
DELISTED
JRjr33, Inc.
JRJR
$0 ﹤0.01%
273
-805
-75% -$705
ACTA
5028
DELISTED
Actua Corp
ACTA
$0 ﹤0.01%
21
– –
GIGA
5029
DELISTED
Giga-Tronics Inc
GIGA
$0 ﹤0.01%
150
– –
BRAQ
5030
DELISTED
Global X Brazil Consumer ETF
BRAQ
– –
-6,687
Closed -$89K
BSTG
5031
DELISTED
Biostage, Inc. Common Stock
BSTG
$0 ﹤0.01%
75
– –
MYCC
5032
DELISTED
ClubCorp Holdings, Inc.
MYCC
$0 ﹤0.01%
2
– –
UNXL
5033
DELISTED
Uni-Pixel, Inc.
UNXL
$0 ﹤0.01%
150
– –
COBO
5034
DELISTED
ProShares USD Covered Bond
COBO
– –
-110
Closed -$11K
ARIS
5035
DELISTED
ARI Network Services, Inc.
ARIS
$0 ﹤0.01%
50
– –
VIXH
5036
DELISTED
First Trust CBOE S&P 500 VIX Tail Hedge Fund
VIXH
– –
-1,350
Closed -$31.8K
RMGN
5037
DELISTED
RMG Networks Holding Corporation
RMGN
$0 ﹤0.01%
45
+7
+18% +$20
XRA
5038
DELISTED
Exeter Resources Corporation
XRA
$0 ﹤0.01%
300
– –
COVS
5039
DELISTED
Covisint Corporation
COVS
$0 ﹤0.01%
35
+7
+25% +$15
IST
5040
DELISTED
SPDR S&P International Telecommunications Sector
IST
– –
-140
Closed -$3K
SIPE
5041
DELISTED
SPDR Bloomberg Barclays 0-5 Year TIPS ETF
SIPE
– –
-300
Closed -$6K
ELOS
5042
DELISTED
Syneron Medical Ltd
ELOS
– –
-58
Closed –
WPT
5043
DELISTED
World Point Terminals, LP
WPT
– –
-7,500
Closed -$112K
BXE
5044
DELISTED
Bellatrix Exploration Ltd.
BXE
$0 ﹤0.01%
3
– –
ALJ
5045
DELISTED
Alon USA Energy Inc
ALJ
– –
-197
Closed -$2K
SRSC
5046
DELISTED
SEARS Canada Inc.
SRSC
$0 ﹤0.01%
185
+25
+16% +$47
FNCX
5047
DELISTED
Function(x) Inc.
FNCX
$0 ﹤0.01%
50
– –
INVT
5048
DELISTED
Inventergy Global, Inc.
INVT
$0 ﹤0.01%
20
– –
WINT
5049
DELISTED
Windtree Therapeutics Inc
WINT
$0 ﹤0.01%
172
+30
+21% +$55
MDSY
5050
DELISTED
ModSys International Ltd. Ordinary Shares
MDSY
$0 ﹤0.01%
460
– –
200 201
202
203 204

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.