Ladenburg Thalmann Financial Services’s SPDR Bloomberg Barclays 0-5 Year TIPS ETF SIPE Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SIPE Stock Details SIPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-300	Closed	-$6K	–	5057
2016 Q3	$6K	Hold	300	–	–	﹤0.01%	4116
2016 Q2	$6K	Hold	300	–	–	﹤0.01%	4084
2016 Q1	$6K	Hold	300	–	–	﹤0.01%	4035
2015 Q4	$6K	Hold	300	–	–	﹤0.01%	4011
2015 Q3	$6K	Buy	+300	New	+$5.81K	﹤0.01%	3884

Other funds holding SIPE

FIM

Freedom Investment Management Hartford, Connecticut $337M AUM 22.95% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Ladenburg Thalmann Financial Services's SIPE Position: Q4 2016 in Review

Ladenburg Thalmann Financial Services sold out of SPDR Bloomberg Barclays 0-5 Year TIPS ETF (SIPE) in Q4 2016, closing a stake of 300 shares — an estimated $6K sold.

Ladenburg Thalmann Financial Services first reported a position in SIPE in Q3 2015 and held it in 5 quarters. The position peaked at $6K in Q3 2016. 6 funds tracked by Wall St. Rank hold SIPE as of Q4 2016.

Ladenburg Thalmann Financial Services reported no remaining SPDR Bloomberg Barclays 0-5 Year TIPS ETF position as of Q4 2016 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 300 SPDR Bloomberg Barclays 0-5 Year TIPS ETF shares in Q4 2016, an estimated $6K.
Ladenburg Thalmann Financial Services first reported a position in SPDR Bloomberg Barclays 0-5 Year TIPS ETF in Q3 2015 and held it in 5 quarters.
Ladenburg Thalmann Financial Services's SPDR Bloomberg Barclays 0-5 Year TIPS ETF position peaked at $6K in Q3 2016.
6 funds tracked by Wall St. Rank held SPDR Bloomberg Barclays 0-5 Year TIPS ETF as of Q4 2016.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.