Ladenburg Thalmann Financial Services’s First Trust CBOE S&P 500 VIX Tail Hedge Fund VIXH Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio VIXH Stock Details VIXH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-1,350	Closed	-$31.8K	–	5052
2016 Q3	$32K	Hold	1,350	–	–	﹤0.01%	3104
2016 Q2	$32K	Sell	1,350 -971	-42%	-$23K	﹤0.01%	3027
2016 Q1	$55K	Buy	2,321 +6	+0.3%	+$137	﹤0.01%	2536
2015 Q4	$55K	Sell	2,315 -2	-0.1%	-$49	﹤0.01%	2495
2015 Q3	$54K	Buy	2,317 +7	+0.3%	+$172	﹤0.01%	2419
2015 Q2	$58K	Buy	+2,310	New	+$59K	﹤0.01%	2490

Other funds holding VIXH

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return

WFG Advisors Dallas, Texas $442M AUM 31.93% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Ladenburg Thalmann Financial Services's VIXH Position: Q4 2016 in Review

Ladenburg Thalmann Financial Services sold out of First Trust CBOE S&P 500 VIX Tail Hedge Fund (VIXH) in Q4 2016, closing a stake of 1,350 shares — an estimated $31.8K sold.

Ladenburg Thalmann Financial Services first reported a position in VIXH in Q2 2015 and held it in 6 quarters. The position peaked at $58K in Q2 2015. 6 funds tracked by Wall St. Rank hold VIXH as of Q4 2016.

Ladenburg Thalmann Financial Services reported no remaining First Trust CBOE S&P 500 VIX Tail Hedge Fund position as of Q4 2016 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 1,350 First Trust CBOE S&P 500 VIX Tail Hedge Fund shares in Q4 2016, an estimated $31.8K.
Ladenburg Thalmann Financial Services first reported a position in First Trust CBOE S&P 500 VIX Tail Hedge Fund in Q2 2015 and held it in 6 quarters.
Ladenburg Thalmann Financial Services's First Trust CBOE S&P 500 VIX Tail Hedge Fund position peaked at $58K in Q2 2015.
6 funds tracked by Wall St. Rank held First Trust CBOE S&P 500 VIX Tail Hedge Fund as of Q4 2016.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.