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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWO icon
476
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.29B
$1.36M 0.03%
28,570
+17,257
+153% +$808K
TGI
477
DELISTED
Triumph Group
TGI
$1.36M 0.03%
20,295
+2,212
+12% +$145K
HQH
478
abrdn Healthcare Investors
HQH
$1.33B
$1.36M 0.03%
44,157
+3,230
+8% +$97.1K
PBI icon
479
Pitney Bowes
PBI
$2.33B
$1.35M 0.03%
55,633
-9,124
-14% -$223K
AGC
480
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$1.35M 0.03%
214,096
+11,352
+6% +$73.6K
HCC
481
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
$1.35M 0.03%
25,180
-6,106
-20% -$316K
PSEC icon
482
Prospect Capital
PSEC
$1.15B
$1.35M 0.03%
162,966
+48,621
+43% +$448K
GDX icon
483
VanEck Gold Miners ETF
GDX
$27.6B
$1.34M 0.03%
73,031
+33,342
+84% +$644K
PXD
484
DELISTED
Pioneer Natural Resource Co.
PXD
$1.34M 0.03%
9,011
+145
+2% +$23.9K
EEMA icon
485
iShares MSCI Emerging Markets Asia ETF
EEMA
$857M
$1.34M 0.03%
23,021
+22,964
+40,288% +$1.34M
BUD icon
486
AB InBev
BUD
$164B
$1.34M 0.03%
11,879
+6,178
+108% +$684K
NUE icon
487
Nucor
NUE
$62.5B
$1.34M 0.03%
27,220
+5,616
+26% +$292K
DZK
488
DELISTED
Direxion Daily Developed Markets Bull 3x Shares
DZK
$1.33M 0.03%
23,295
-4
-0% -$245
DPG
489
Duff & Phelps Utility and Infrastructure Fund
DPG
$517M
$1.33M 0.03%
61,480
+56,603
+1,161% +$1.22M
DEO icon
490
Diageo
DEO
$54B
$1.33M 0.03%
11,654
+5,992
+106% +$696K
MNST icon
491
Monster Beverage
MNST
$89.6B
$1.33M 0.03%
71,388
+65,322
+1,077% +$1.13M
KXI icon
492
iShares Global Consumer Staples ETF
KXI
$1.06B
$1.32M 0.03%
29,520
+102
+0.3% +$4.57K
JCI icon
493
Johnson Controls International
JCI
$91.3B
$1.32M 0.03%
26,046
+15,861
+156% +$775K
NXPI icon
494
NXP Semiconductors
NXPI
$58.9B
$1.31M 0.03%
17,142
+14,592
+572% +$1.03M
TFI icon
495
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$1.31M 0.03%
27,179
-1,095
-4% -$52.7K
DLS icon
496
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
$1.31M 0.03%
23,622
-19,901
-46% -$1.13M
GWX icon
497
State Street SPDR S&P International Small Cap ETF
GWX
$914M
$1.3M 0.03%
47,807
+8,193
+21% +$253K
BBL
498
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$1.3M 0.03%
30,301
+29,885
+7,184% +$1.48M
AIF
499
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.3M 0.03%
81,494
+13,847
+20% +$234K
UST icon
500
ProShares Ultra 7-10 Year Treasury
UST
$13.8M
$1.3M 0.03%
23,379
+23,307
+32,371% +$1.29M
18 19
20
21 22

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EM
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HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.