We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHX icon
26
Schwab US Large- Cap ETF
SCHX
$74.6B
$84.9M 0.59%
7,135,044
+1,717,626
+32% +$20.2M
ISTB icon
27
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
$79.9M 0.55%
1,583,456
+45,337
+3% +$2.29M
LDUR icon
28
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.38B
$79.5M 0.55%
792,051
+7,883
+1% +$790K
IEMG icon
29
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$75.8M 0.52%
1,546,192
+12,123
+0.8% +$601K
PG icon
30
Procter & Gamble
PG
$339B
$75.5M 0.52%
607,335
+13,679
+2% +$1.62M
SPYV icon
31
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$75.1M 0.52%
2,351,913
+2,006,007
+580% +$63.1M
BA icon
32
Boeing
BA
$185B
$73.9M 0.51%
194,113
-3,250
-2% -$1.16M
RSP icon
33
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$73.3M 0.51%
677,831
+89,238
+15% +$9.58M
IJR icon
34
iShares Core S&P Small-Cap ETF
IJR
$112B
$71.3M 0.49%
916,363
-18,081
-2% -$1.4M
JNJ icon
35
Johnson & Johnson
JNJ
$625B
$71M 0.49%
548,949
-6,236
-1% -$822K
VZ icon
36
Verizon
VZ
$196B
$70.5M 0.49%
1,167,805
+16,950
+1% +$976K
SCHV
37
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$70.1M 0.48%
3,704,502
+474,117
+15% +$8.87M
BNDX icon
38
Vanguard Total International Bond ETF
BNDX
$83.1B
$68.6M 0.47%
1,166,061
-19,504
-2% -$1.14M
IJH icon
39
iShares Core S&P Mid-Cap ETF
IJH
$127B
$67.4M 0.46%
1,743,965
-48,180
-3% -$1.85M
IWP icon
40
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$65.4M 0.45%
925,086
-18,846
-2% -$1.35M
GOVT icon
41
iShares US Treasury Bond ETF
GOVT
$43.8B
$65.3M 0.45%
2,478,888
+552,211
+29% +$14.4M
CVX icon
42
Chevron
CVX
$366B
$65.3M 0.45%
550,232
+1,993
+0.4% +$242K
DIA icon
43
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$64.6M 0.45%
240,030
-6,123
-2% -$1.63M
V icon
44
Visa
V
$677B
$63.2M 0.44%
366,952
-6,761
-2% -$1.2M
FBND icon
45
Fidelity Total Bond ETF
FBND
$27.3B
$62.9M 0.43%
1,217,447
+564
+0% +$29.1K
JNK icon
46
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$61.3M 0.42%
565,136
+346,657
+159% +$37.6M
AGG icon
47
iShares Core US Aggregate Bond ETF
AGG
$138B
$60.8M 0.42%
723,589
+205,085
+40% +$23.1M
DIS icon
48
Walt Disney
DIS
$181B
$60.7M 0.42%
466,037
+70,963
+18% +$9.81M
SPLV icon
49
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$59.1M 0.41%
1,021,377
+58,953
+6% +$3.32M
XOM icon
50
ExxonMobil
XOM
$634B
$57.1M 0.39%
808,730
+25,896
+3% +$1.87M
1
2
3 4 5

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.