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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVHI
4826
DELISTED
A V Homes, Inc.
AVHI
$2K ﹤0.01%
102
– –
XCRA
4827
DELISTED
Xcerra Corporation
XCRA
$2K ﹤0.01%
200
– –
NLST
4828
DELISTED
Netlist, Inc.
NLST
$2K ﹤0.01%
5,000
– –
ANTH
4829
DELISTED
Anthera Pharmaceuticals, Inc.
ANTH
$2K ﹤0.01%
1,500
– –
ACFC
4830
DELISTED
Atlantic Coast Financial Corporation
ACFC
$2K ﹤0.01%
200
– –
CHUBK
4831
DELISTED
CommerceHub, Inc. Series C Common Stock
CHUBK
$2K ﹤0.01%
114
-4
-3% -$85
BIOA
4832
DELISTED
BioAmber Inc.
BIOA
$2K ﹤0.01%
5,000
– –
TERP
4833
DELISTED
TerraForm Power, Inc
TERP
$2K ﹤0.01%
133
-672
-83% -$8.39K
BBRC
4834
DELISTED
Columbia Beyond BRICs ETF
BBRC
$2K ﹤0.01%
120
-1,694
-93% -$30.7K
NYNY
4835
DELISTED
Empire Resorts, Inc.
NYNY
$2K ﹤0.01%
87
– –
KEM
4836
DELISTED
KEMET Corporation
KEM
$2K ﹤0.01%
+100
New +$1.9K
HIBB
4837
DELISTED
Hibbett, Inc. Common Stock
HIBB
$2K ﹤0.01%
100
– –
PAK
4838
DELISTED
Global X MSCI Pakistan ETF
PAK
$2K ﹤0.01%
50
– –
CKH
4839
DELISTED
Seacor Holdings Inc.
CKH
$2K ﹤0.01%
+36
New +$1.66K
FUD
4840
DELISTED
E-TRACS UBS Bloomberg CMCI Food ETN
FUD
$2K ﹤0.01%
100
– –
SDR
4841
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$2K ﹤0.01%
2,500
– –
EIV
4842
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$2K ﹤0.01%
159
– –
SVA
4843
DELISTED
Sinovac Biotech, Ltd
SVA
$2K ﹤0.01%
300
– –
JJA
4844
DELISTED
iPath Bloomberg Agriculture Subindex Total Return ETN due October 22, 2037
JJA
$2K ﹤0.01%
80
– –
AAT
4845
American Assets Trust
AAT
$1.38B
$1K ﹤0.01%
33
-22
-40% -$865
ACTG icon
4846
Acacia Research
ACTG
$465M
$1K ﹤0.01%
148
– –
AKBA icon
4847
Akebia Therapeutics
AKBA
$234M
$1K ﹤0.01%
59
– –
AKO.B icon
4848
Embotelladora Andina Series B
AKO.B
$4.95B
$1K ﹤0.01%
29
– –
ARMP icon
4849
Armata Pharmaceuticals
ARMP
$169M
$1K ﹤0.01%
42
+36
+600% +$532
ARWR icon
4850
Arrowhead Research
ARWR
$12.5B
$1K ﹤0.01%
300
– –
192 193
194
195 196

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.