Ladenburg Thalmann Financial Services’s BioAmber Inc. BIOA Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio BIOA Stock Details BIOA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-5,000	Closed	-$2K	–	5340
2017 Q4	$2K	Hold	5,000	–	–	﹤0.01%	4852
2017 Q3	$2K	Hold	5,000	–	–	﹤0.01%	4746
2017 Q2	$13K	Hold	5,000	–	–	﹤0.01%	3876
2017 Q1	$12K	Hold	5,000	–	–	﹤0.01%	3910
2016 Q4	$28K	Hold	5,000	–	–	﹤0.01%	3273
2016 Q3	$21K	Buy	5,000 +1,000	+25%	+$3.69K	﹤0.01%	3394
2016 Q2	$12K	Buy	4,000 +100	+3%	+$365	﹤0.01%	3692
2016 Q1	$16K	Hold	3,900	–	–	﹤0.01%	3422
2015 Q4	$24K	Hold	3,900	–	–	﹤0.01%	3102
2015 Q3	$21K	Hold	3,900	–	–	﹤0.01%	3089
2015 Q2	$34K	Buy	3,900 +800	+26%	+$7.32K	﹤0.01%	2867
2015 Q1	$27K	Hold	3,100	–	–	﹤0.01%	3006
2014 Q4	$26K	Buy	+3,100	New	+$28.2K	﹤0.01%	2824

Other funds holding BIOA

NIPH

NN Investment Partners Holdings The Hague, Netherlands $18.6B AUM 18.31% 1-Year Est. Return

Sabby Management Miami Beach, Florida $45.1M AUM 74.25% 1-Year Est. Return

FMBTD

First Midwest Bank Trust Division Joliet, Illinois $777M AUM 29.48% 1-Year Est. Return

LCS

Levin Capital Strategies New York $1.49B AUM 30.44% 1-Year Est. Return

Ladenburg Thalmann Financial Services's BIOA Position: Q1 2018 in Review

Ladenburg Thalmann Financial Services sold out of BioAmber Inc. (BIOA) in Q1 2018, closing a stake of 5,000 shares — an estimated $2K sold.

Ladenburg Thalmann Financial Services first reported a position in BIOA in Q4 2014 and held it in 13 quarters. The position peaked at $34K in Q2 2015. 4 funds tracked by Wall St. Rank hold BIOA as of Q1 2018.

Ladenburg Thalmann Financial Services reported no remaining BioAmber Inc. position as of Q1 2018 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 5,000 BioAmber Inc. shares in Q1 2018, an estimated $2K.
Ladenburg Thalmann Financial Services first reported a position in BioAmber Inc. in Q4 2014 and held it in 13 quarters.
Ladenburg Thalmann Financial Services's BioAmber Inc. position peaked at $34K in Q2 2015.
4 funds tracked by Wall St. Rank held BioAmber Inc. as of Q1 2018.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2018, filed 15 May 2018.