Ladenburg Thalmann Financial Services’s Netlist, Inc. NLST Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio NLST Stock Details NLST Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-5,000	Closed	-$1K	–	5457
2018 Q2	$1K	Hold	5,000	–	–	﹤0.01%	5066
2018 Q1	$1K	Hold	5,000	–	–	﹤0.01%	5066
2017 Q4	$2K	Hold	5,000	–	–	﹤0.01%	4848
2017 Q3	$4K	Buy	+5,000	New	+$4.48K	﹤0.01%	4522

Other funds holding NLST

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Simplex Trading Chicago, Illinois $149B AUM 62.07% 1-Year Est. Return

Ladenburg Thalmann Financial Services's NLST Position: Q3 2018 in Review

Ladenburg Thalmann Financial Services sold out of Netlist, Inc. (NLST) in Q3 2018, closing a stake of 5,000 shares — an estimated $1K sold.

Ladenburg Thalmann Financial Services first reported a position in NLST in Q3 2017 and held it in 4 quarters. The position peaked at $4K in Q3 2017. 2 funds tracked by Wall St. Rank hold NLST as of Q3 2018.

Ladenburg Thalmann Financial Services reported no remaining Netlist, Inc. position as of Q3 2018 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 5,000 Netlist, Inc. shares in Q3 2018, an estimated $1K.
Ladenburg Thalmann Financial Services first reported a position in Netlist, Inc. in Q3 2017 and held it in 4 quarters.
Ladenburg Thalmann Financial Services's Netlist, Inc. position peaked at $4K in Q3 2017.
2 funds tracked by Wall St. Rank held Netlist, Inc. as of Q3 2018.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.