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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHCO icon
4651
City Holding Co
CHCO
$2.05B
$6K ﹤0.01%
80
+53
+196% +$4.2K
COMB icon
4652
GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF
COMB
$149M
$6K ﹤0.01%
216
+112
+108% +$2.68K
DT icon
4653
Dynatrace
DT
$12.9B
$6K ﹤0.01%
199
-901
-82% -$19.8K
DTF
4654
DTF Tax-Free Income 2028 Term Fund
DTF
$80.3M
$6K ﹤0.01%
388
– –
DXPE icon
4655
DXP Enterprises
DXPE
$2.43B
$6K ﹤0.01%
164
+59
+56% +$2.2K
ENFR icon
4656
Alerian Energy Infrastructure ETF
ENFR
$495M
$6K ﹤0.01%
274
– –
EVM
4657
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$6K ﹤0.01%
500
– –
EWI icon
4658
iShares MSCI Italy ETF
EWI
$1.01B
$6K ﹤0.01%
221
– –
DMC
4659
Del Monte Corp
DMC
$1.41B
$6K ﹤0.01%
154
+77
+100% +$2.46K
FXB icon
4660
Invesco CurrencyShares British Pound Sterling Trust
FXB
$77.8M
$6K ﹤0.01%
43
+2
+5% +$250
GABC icon
4661
German American Bancorp
GABC
$1.91B
$6K ﹤0.01%
164
– –
HAFC icon
4662
Hanmi Financial
HAFC
$945M
$6K ﹤0.01%
315
+122
+63% +$2.35K
HWKN icon
4663
Hawkins
HWKN
$2.67B
$6K ﹤0.01%
+276
New +$5.84K
IDYA icon
4664
IDEAYA Biosciences
IDYA
$3.42B
$6K ﹤0.01%
+850
New +$6.06K
KPRX icon
4665
Kiora Pharmaceuticals
KPRX
$11.3M
$6K ﹤0.01%
2
– –
LOVE
4666
DELISTED
LoveSac
LOVE
$6K ﹤0.01%
400
+300
+300% +$4.68K
MYRG icon
4667
MYR Group
MYRG
$5.19B
$6K ﹤0.01%
+170
New +$5.61K
NX icon
4668
Quanex
NX
$819M
$6K ﹤0.01%
337
– –
OBOR icon
4669
Kraneshares MSCI One Belt One Road Index ETF
OBOR
$3.98M
$6K ﹤0.01%
250
-475
-66% -$11.3K
ONEO icon
4670
State Street SPDR Russell 1000 Momentum Focus ETF
ONEO
$29.1M
$6K ﹤0.01%
80
– –
OSUR icon
4671
OraSure Technologies
OSUR
$279M
$6K ﹤0.01%
322
-3,434
-91% -$27.8K
PHI icon
4672
PLDT
PHI
$4.25B
$6K ﹤0.01%
264
– –
PKE icon
4673
Park Aerospace
PKE
$737M
$6K ﹤0.01%
355
+1
+0.3% +$17
PSCC icon
4674
Invesco S&P SmallCap Consumer Staples ETF
PSCC
$38.4M
$6K ﹤0.01%
234
-3,024
-93% -$75.3K
PXLW icon
4675
Pixelworks
PXLW
$38.2M
$6K ﹤0.01%
128
+3
+2% +$123
185 186
187
188 189

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
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CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.