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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLCM
4626
DELISTED
Bellicum Pharmaceuticals, Inc.
BLCM
$7K ﹤0.01%
590
-46
-7% -$425
SAIL
4627
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$7K ﹤0.01%
316
-529
-63% -$11.6K
GPL
4628
DELISTED
Great Panther Mining Limited
GPL
$7K ﹤0.01%
1,450
– –
ZSAN
4629
DELISTED
Zosano Pharma Corporation
ZSAN
$7K ﹤0.01%
129
-2
-2% -$123
DRNA
4630
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
$7K ﹤0.01%
305
+252
+475% +$5.07K
ICBK
4631
DELISTED
County Bancorp, Inc. Common Stock
ICBK
$7K ﹤0.01%
270
– –
CATM
4632
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$7K ﹤0.01%
162
-92
-36% -$3.49K
PYX
4633
DELISTED
Pyxus International, Inc.
PYX
$7K ﹤0.01%
730
– –
ADRU
4634
DELISTED
Invesco BLDRS Europe Select ADR Index Fund
ADRU
$7K ﹤0.01%
300
– –
CRCM
4635
DELISTED
CARE.COM, INC.
CRCM
$7K ﹤0.01%
499
– –
AXJL
4636
DELISTED
WisdomTree Asia-Pacific ex-Japan Fund
AXJL
$7K ﹤0.01%
108
– –
ACSI icon
4637
American Customer Satisfaction ETF
ACSI
$116M
$6K ﹤0.01%
178
– –
AFK icon
4638
VanEck Africa Index ETF
AFK
$99.3M
$6K ﹤0.01%
300
– –
ALTG icon
4639
Alta Equipment Group
ALTG
$214M
$6K ﹤0.01%
+575
New +$5.73K
ARLO icon
4640
Arlo Technologies
ARLO
$1.6B
$6K ﹤0.01%
1,697
+297
+21% +$1.02K
ATLC icon
4641
Atlanticus Holdings
ATLC
$1.59B
$6K ﹤0.01%
636
– –
ATLO icon
4642
AMES National
ATLO
$271M
$6K ﹤0.01%
200
– –
ATNI icon
4643
ATN International
ATNI
$366M
$6K ﹤0.01%
111
– –
BANC icon
4644
Banc of California
BANC
$3.03B
$6K ﹤0.01%
363
-679
-65% -$10.3K
BLCN
4645
DELISTED
Siren ETF Trust Siren NexGen Economy ETF
BLCN
$6K ﹤0.01%
302
-229
-43% -$5.58K
BOOM icon
4646
DMC Global
BOOM
$138M
$6K ﹤0.01%
132
-1,430
-92% -$63.6K
CARS icon
4647
Cars.com
CARS
$662M
$6K ﹤0.01%
503
-3
-0.6% -$35
CASI
4648
DELISTED
CASI Pharmaceuticals
CASI
$6K ﹤0.01%
200
-5
-2% -$162
CCRN
4649
DELISTED
Cross Country Healthcare
CCRN
$6K ﹤0.01%
500
-500
-50% -$5.64K
CEE
4650
Central and Eastern Europe Fund
CEE
$134M
$6K ﹤0.01%
208
– –
184 185
186
187 188

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.