Ladenburg Thalmann Financial Services’s CASI Pharmaceuticals CASI Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio CASI Stock Details CASI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$6K	Sell	200 -5	-2%	-$162	﹤0.01%	4686
2019 Q3	$7K	Hold	205	–	–	﹤0.01%	4530
2019 Q2	$6K	Hold	205	–	–	﹤0.01%	4624
2019 Q1	$6K	Hold	205	–	–	﹤0.01%	4576
2018 Q4	$8K	Hold	205	–	–	﹤0.01%	4383
2018 Q3	$9K	Hold	205	–	–	﹤0.01%	4328
2018 Q2	$8K	Hold	205	–	–	﹤0.01%	4354
2018 Q1	$8K	Buy	205 +200	+4,000%	+$7.47K	﹤0.01%	4354
2017 Q4	$0	Hold	5	–	–	﹤0.01%	5031
2017 Q3	$0	Hold	5	–	–	﹤0.01%	4928
2017 Q2	$0	Sell	5 -45	-90%	-$478	﹤0.01%	4872
2017 Q1	$1K	Sell	50 -55	-52%	-$747	﹤0.01%	4683
2016 Q4	$1K	Hold	105	–	–	﹤0.01%	4625
2016 Q3	$1K	Sell	105 -90	-46%	-$988	﹤0.01%	4597
2016 Q2	$2K	Hold	195	–	–	﹤0.01%	4376
2016 Q1	$2K	Buy	195 +100	+105%	+$969	﹤0.01%	4356
2015 Q4	$1K	Hold	95	–	–	﹤0.01%	4481
2015 Q3	$1K	Hold	95	–	–	﹤0.01%	4386
2015 Q2	$2K	Hold	95	–	–	﹤0.01%	4319
2015 Q1	$1K	Hold	95	–	–	﹤0.01%	4396
2014 Q4	$1K	Hold	95	–	–	﹤0.01%	4183
2014 Q3	$2K	Buy	+95	New	+$1.69K	﹤0.01%	3656
2014 Q2	–	Sell	-91	Closed	-$2K	–	3887
2014 Q1	$2K	Hold	91	–	–	﹤0.01%	3494
2013 Q4	$2K	Hold	91	–	–	﹤0.01%	3490
2013 Q3	$2K	Hold	91	–	–	﹤0.01%	3427
2013 Q2	$2K	Buy	+91	New	+$1.76K	﹤0.01%	3300

Other funds holding CASI

IACGFIA

IDG-Accel China Growth Fund III Associates Hong Kong $31.2M AUM 2.97% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

WSCM

Wellington Shields Capital Management New York $666M AUM 45.43% 1-Year Est. Return

WSC

Wellington Shields & Co New York $392M AUM 30.65% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return

Ladenburg Thalmann Financial Services's CASI Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its CASI Pharmaceuticals (CASI) stake by 2.4% in Q4 2019, selling an estimated $162 and leaving 200 shares worth $6K. The position accounts for ﹤0.01% of the portfolio, ranked #4686.

Ladenburg Thalmann Financial Services first reported a position in CASI in Q2 2013 and has held it in 26 quarters since. The position peaked at $9K in Q3 2018. 53 funds tracked by Wall St. Rank hold CASI as of Q4 2019.

Ladenburg Thalmann Financial Services held 200 shares of CASI Pharmaceuticals worth $6K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 5 CASI Pharmaceuticals shares in Q4 2019, an estimated $162.
CASI Pharmaceuticals made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #4686 holding.
Ladenburg Thalmann Financial Services first reported a position in CASI Pharmaceuticals in Q2 2013 and has held it in 26 quarters since.
Ladenburg Thalmann Financial Services's CASI Pharmaceuticals position peaked at $9K in Q3 2018.
53 funds tracked by Wall St. Rank held CASI Pharmaceuticals as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.