Charles Schwab

Charles Schwab’s CASI Pharmaceuticals CASI Stock Holding History

Charles Schwab’s Portfolio CASI Stock Details CASI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q2	–	Sell	-5,406	Closed	-$44K	–	3556
2022 Q1	$44K	Hold	5,406	–	–	﹤0.01%	3546
2021 Q4	$44K	Hold	5,406	–	–	﹤0.01%	3523
2021 Q3	$65K	Sell	5,406 -35,123	-87%	-$475K	﹤0.01%	3420
2021 Q2	$629K	Sell	40,529 -10,144	-20%	-$171K	﹤0.01%	3091
2021 Q1	$1.22M	Buy	50,673 +2,662	+6%	+$74.8K	﹤0.01%	2790
2020 Q4	$1.42M	Buy	48,011 +822	+2%	+$17.9K	﹤0.01%	2683
2020 Q3	$722K	Buy	47,189 +13,709	+41%	+$258K	﹤0.01%	2767
2020 Q2	$837K	Buy	33,480 +2,991	+10%	+$65K	﹤0.01%	2677
2020 Q1	$622K	Buy	30,489 +435	+1%	+$10.4K	﹤0.01%	2640
2019 Q4	$929K	Buy	30,054 +2,697	+10%	+$87.5K	﹤0.01%	2621
2019 Q3	$914K	Sell	27,357 -3,968	-13%	-$127K	﹤0.01%	2602
2019 Q2	$1M	Buy	31,325 +5,950	+23%	+$190K	﹤0.01%	2572
2019 Q1	$729K	Sell	25,375 -1,965	-7%	-$68.5K	﹤0.01%	2645
2018 Q4	$1.1M	Sell	27,340 -331	-1%	-$12.5K	﹤0.01%	2512
2018 Q3	$1.29M	Buy	27,671 +17,275	+166%	+$1.21M	﹤0.01%	2543
2018 Q2	$856K	Buy	+10,396	New	+$702K	﹤0.01%	2628

Other funds holding CASI

Federated Hermes

Federated Hermes Pittsburgh, Pennsylvania $61.5B AUM 30.7% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wellington Shields Capital Management New York $666M AUM 45.43% 1-Year Est. Return

Wellington Shields & Co New York $392M AUM 30.65% 1-Year Est. Return

Ikarian Capital Dallas, Texas $1.23B AUM 600.17% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Bailard Foster City, California $4.35B AUM 23.57% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return