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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNI
4476
DELISTED
Dividend and Income Fund
DNI
$7K ﹤0.01%
623
-9,980
-94% -$122K
TLRD
4477
DELISTED
Tailored Brands, Inc.
TLRD
$7K ﹤0.01%
295
-800
-73% -$18.4K
ADRU
4478
DELISTED
Invesco BLDRS Europe Select ADR Index Fund
ADRU
$7K ﹤0.01%
300
– –
CRZO
4479
DELISTED
Carrizo Oil & Gas Inc
CRZO
$7K ﹤0.01%
276
-187
-40% -$4.83K
SDLP
4480
DELISTED
SEADRILL PARTNERS LLC
SDLP
$7K ﹤0.01%
180
-150
-45% -$5.31K
EMES
4481
DELISTED
Emerge Energy Services LP
EMES
$7K ﹤0.01%
1,712
-1,000
-37% -$5.93K
ONCS
4482
DELISTED
OncoSec Medical Incorporated
ONCS
$7K ﹤0.01%
24
– –
PUW
4483
DELISTED
Invesco WilderHill Progressive Energy ETF
PUW
$7K ﹤0.01%
263
-56
-18% -$1.47K
AXJL
4484
DELISTED
WisdomTree Asia-Pacific ex-Japan Fund
AXJL
$7K ﹤0.01%
101
– –
REN
4485
DELISTED
Resolute Energy Corporaton
REN
$7K ﹤0.01%
189
-415
-69% -$13.5K
AEMD icon
4486
Aethlon Medical
AEMD
$1.54M
– –
0
– –
AFK icon
4487
VanEck Africa Index ETF
AFK
$104M
$6K ﹤0.01%
300
– –
ARLO icon
4488
Arlo Technologies
ARLO
$1.54B
$6K ﹤0.01%
+471
New +$8.8K
ASPS icon
4489
Altisource Portfolio Solutions
ASPS
$65.6M
$6K ﹤0.01%
22
– –
ATLO icon
4490
AMES National
ATLO
$281M
$6K ﹤0.01%
242
+42
+21% +$1.26K
AUDC icon
4491
AudioCodes
AUDC
$253M
$6K ﹤0.01%
+625
New +$6.08K
CENTA icon
4492
Central Garden & Pet Co Class A
CENTA
$2.41B
$6K ﹤0.01%
214
-210
-50% -$6.37K
CHMG icon
4493
Chemung Financial Corp
CHMG
$403M
$6K ﹤0.01%
+132
New +$5.91K
CNS icon
4494
Cohen & Steers
CNS
$4.4B
$6K ﹤0.01%
152
+100
+192% +$4.19K
CROX icon
4495
Crocs
CROX
$6.36B
$6K ﹤0.01%
300
-200
-40% -$3.84K
DAN icon
4496
Dana Inc
DAN
$3.26B
$6K ﹤0.01%
327
-472
-59% -$9.5K
DBEZ icon
4497
Xtrackers MSCI Eurozone Hedged Equity ETF
DBEZ
$77.5M
$6K ﹤0.01%
188
– –
DBVT
4498
DBV Technologies
DBVT
$882M
$6K ﹤0.01%
27
– –
DRRX
4499
DELISTED
DURECT Corp
DRRX
$6K ﹤0.01%
500
– –
EB
4500
DELISTED
Eventbrite
EB
$6K ﹤0.01%
+152
New +$5.5K
178 179
180
181 182

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HAM
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.