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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDIV icon
426
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$5.61M 0.04%
304,565
+448
+0.1% +$8.24K
NCZ
427
Virtus Convertible & Income Fund II
NCZ
$305M
$5.6M 0.04%
278,441
+76,646
+38% +$1.55M
FBT icon
428
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$5.58M 0.04%
45,093
-7,567
-14% -$1.01M
ROP icon
429
Roper Technologies
ROP
$39.9B
$5.57M 0.04%
15,616
+756
+5% +$275K
CB icon
430
Chubb
CB
$134B
$5.55M 0.04%
34,368
+2,105
+7% +$326K
FIXD icon
431
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$5.52M 0.04%
104,883
+34,156
+48% +$1.79M
VT icon
432
Vanguard Total World Stock ETF
VT
$81.2B
$5.51M 0.04%
73,582
-2,566
-3% -$192K
DAL icon
433
Delta Air Lines
DAL
$58.7B
$5.5M 0.04%
95,493
+12,590
+15% +$746K
ARKK icon
434
ARK Innovation ETF
ARKK
$6.37B
$5.46M 0.04%
136,290
+17,062
+14% +$783K
VSS icon
435
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$5.46M 0.04%
53,584
-18,678
-26% -$1.92M
SHYG icon
436
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.59B
$5.43M 0.04%
116,913
-25,802
-18% -$1.2M
PRU icon
437
Prudential Financial
PRU
$42.1B
$5.38M 0.04%
59,805
+1,721
+3% +$156K
CEMB icon
438
iShares JPMorgan EM Corporate Bond ETF
CEMB
$412M
$5.34M 0.04%
104,335
+63,980
+159% +$3.27M
NVS icon
439
Novartis
NVS
$298B
$5.34M 0.04%
61,465
-6,615
-10% -$594K
IP icon
440
International Paper
IP
$21.9B
$5.33M 0.04%
134,685
+1,143
+0.9% +$44.7K
AFL icon
441
Aflac
AFL
$61.1B
$5.33M 0.04%
101,769
+3,777
+4% +$199K
XLC icon
442
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
$5.31M 0.04%
107,159
+11,235
+12% +$562K
FNDX icon
443
Schwab Fundamental US Large Company Index ETF
FNDX
$27.4B
$5.3M 0.04%
402,396
-11,637
-3% -$152K
MU icon
444
Micron Technology
MU
$972B
$5.3M 0.04%
123,614
+2,770
+2% +$125K
IDLV icon
445
Invesco S&P International Developed Low Volatility ETF
IDLV
$345M
$5.29M 0.04%
154,949
+58,192
+60% +$1.97M
SPIP icon
446
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$5.24M 0.04%
183,850
+25,194
+16% +$717K
AMAT icon
447
Applied Materials
AMAT
$415B
$5.21M 0.04%
104,308
+3,956
+4% +$191K
BXMT icon
448
Blackstone Mortgage Trust
BXMT
$2.39B
$5.2M 0.04%
144,976
+7,034
+5% +$250K
BSCK
449
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$5.2M 0.04%
243,924
-26,932
-10% -$574K
USRT icon
450
iShares Core US REIT ETF
USRT
$4.58B
$5.19M 0.04%
93,419
-39,750
-30% -$2.14M
16 17
18
19 20

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.