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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMC icon
426
FMC
FMC
$1.29B
$965K 0.03%
16,549
+1,621
+11% +$93.1K
DWM icon
427
WisdomTree International Equity Fund
DWM
$693M
$964K 0.03%
1,409
-21,203
-94% -$1.05M
RS icon
428
Reliance Steel & Aluminium
RS
$21.8B
$963K 0.03%
13,147
+724
+6% +$50.5K
PRE
429
DELISTED
PARTNERRE LTD
PRE
$960K 0.03%
10,437
+435
+4% +$39K
TMO icon
430
Thermo Fisher Scientific
TMO
$219B
$955K 0.03%
10,334
+2,903
+39% +$263K
FXG icon
431
First Trust Consumer Staples AlphaDEX Fund
FXG
$230M
$954K 0.03%
29,548
+2,436
+9% +$79.9K
BHP icon
432
BHP
BHP
$231B
$951K 0.03%
16,897
+1,177
+7% +$64K
PCP
433
DELISTED
PRECISION CASTPARTS CORP
PCP
$944K 0.03%
4,145
-1,802
-30% -$407K
RJI
434
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$942K 0.03%
113,376
-9,605
-8% -$80.3K
DBA icon
435
Invesco DB Agriculture Fund
DBA
$1.24B
$935K 0.03%
37,023
-3,549
-9% -$88.8K
DNR
436
DELISTED
Denbury Resources, Inc.
DNR
$931K 0.03%
50,591
+2,644
+6% +$46.6K
IGF icon
437
iShares Global Infrastructure ETF
IGF
$10.6B
$930K 0.03%
25,422
-5,656
-18% -$207K
SI
438
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
$927K 0.03%
7,656
+443
+6% +$49.3K
PNNT
439
Pennant Park Investment Corp
PNNT
$244M
$926K 0.03%
82,196
-3,000
-4% -$34.2K
FBT icon
440
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$925K 0.03%
14,274
+1,639
+13% +$104K
SLRC icon
441
SLR Investment Corp
SLRC
$703M
$925K 0.03%
41,740
+300
+0.7% +$6.78K
KKR icon
442
KKR & Co
KKR
$92.4B
$922K 0.03%
44,790
+290
+0.7% +$5.81K
MCO icon
443
Moody's
MCO
$83.1B
$915K 0.03%
13,012
-341
-3% -$22.4K
GL icon
444
Globe Life
GL
$14.3B
$913K 0.03%
18,929
+2,717
+17% +$128K
IFLN
445
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
$913K 0.03%
48,529
+606
+1% +$11.4K
HR
446
DELISTED
Healthcare Realty Trust Incorporated
HR
$911K 0.03%
39,415
-24,959
-39% -$607K
VXZ
447
DELISTED
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
$910K 0.03%
+12,138
New +$956K
IYR icon
448
iShares US Real Estate ETF
IYR
$4.51B
$906K 0.03%
14,209
-7,661
-35% -$500K
VBK icon
449
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$906K 0.03%
7,923
-10,904
-58% -$1.2M
DEO icon
450
Diageo
DEO
$53.7B
$899K 0.03%
7,071
-736
-9% -$92.1K
16 17
18
19 20

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HAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.