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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.75%
2 Financials 5.93%
3 Healthcare 4.22%
4 Industrials 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KOL
4351
DELISTED
VanEck Vectors Coal ETF
KOL
$9K ﹤0.01%
73
-78
-52% -$11.3K
ADRD
4352
DELISTED
Invesco BLDRS Developed Markets 100 ADR Index Fund
ADRD
$9K ﹤0.01%
465
– –
ZF
4353
DELISTED
Virtus Total Return Fund Inc.
ZF
$9K ﹤0.01%
1,077
-800
-43% -$7.46K
TYPE
4354
DELISTED
Monotype Imaging Holdings Inc.
TYPE
$9K ﹤0.01%
581
-190
-25% -$3.38K
HF
4355
DELISTED
HFF Inc.
HF
$9K ﹤0.01%
268
– –
ACET
4356
DELISTED
Aceto Corp
ACET
$9K ﹤0.01%
10,482
-3,515
-25% -$6.29K
TAHO
4357
DELISTED
Tahoe Resources Inc
TAHO
$9K ﹤0.01%
2,690
+1,338
+99% +$4.11K
HAO
4358
DELISTED
Invesco China Small Cap ETF
HAO
$9K ﹤0.01%
406
-1,443
-78% -$35.3K
CHA
4359
DELISTED
China Telecom Corporation, LTD
CHA
$9K ﹤0.01%
176
+1
+0.6% +$50
OIL
4360
DELISTED
iPath Series B S&P GSCI Crude Oil ETN
OIL
$9K ﹤0.01%
+1,000
New +$12.3K
LDRI
4361
DELISTED
Invesco LadderRite 0-5 Year Corporate Bond ETF
LDRI
$9K ﹤0.01%
360
– –
AEMD icon
4362
Aethlon Medical
AEMD
$1.54M
– –
0
– –
ALTY icon
4363
Global X Alternative Income ETF
ALTY
$45.8M
$8K ﹤0.01%
+600
New +$8.6K
ATNI icon
4364
ATN International
ATNI
$478M
$8K ﹤0.01%
110
– –
BBCA icon
4365
JPMorgan BetaBuilders Canada ETF
BBCA
$11.4B
$8K ﹤0.01%
199
-91
-31% -$4.12K
CASI
4366
DELISTED
CASI Pharmaceuticals
CASI
$8K ﹤0.01%
205
– –
CCRN
4367
DELISTED
Cross Country Healthcare
CCRN
$8K ﹤0.01%
1,132
+21
+2% +$176
CECO icon
4368
Ceco Environmental
CECO
$4.5B
$8K ﹤0.01%
1,127
-3,067
-73% -$23.5K
CGEN icon
4369
Compugen
CGEN
$228M
$8K ﹤0.01%
3,458
– –
CIGI icon
4370
Colliers International
CIGI
$5.15B
$8K ﹤0.01%
+135
New +$8.58K
CMCO icon
4371
Columbus McKinnon
CMCO
$550M
$8K ﹤0.01%
256
-214
-46% -$7.26K
COOP
4372
DELISTED
Mr. Cooper
COOP
$8K ﹤0.01%
714
-13
-2% -$186
CSBR icon
4373
Champions Oncology
CSBR
$70.6M
$8K ﹤0.01%
971
-662
-41% -$7.6K
EWD icon
4374
iShares MSCI Sweden ETF
EWD
$585M
$8K ﹤0.01%
296
-200
-40% -$5.87K
FORR icon
4375
Forrester Research
FORR
$220M
$8K ﹤0.01%
189
-64
-25% -$2.73K
173 174
175
176 177

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.