Ladenburg Thalmann Financial Services’s Global X Alternative Income ETF ALTY Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio ALTY Stock Details ALTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$14K	Sell	959 -1,644	-63%	-$24.3K	﹤0.01%	4308
2019 Q3	$38K	Buy	2,603 +2,003	+334%	+$29.8K	﹤0.01%	3614
2019 Q2	$9K	Hold	600	–	–	﹤0.01%	4471
2019 Q1	$9K	Hold	600	–	–	﹤0.01%	4405
2018 Q4	$8K	Buy	+600	New	+$8.6K	﹤0.01%	4380

Other funds holding ALTY

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

RIA

Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return

SCA

Sage Capital Advisors Sioux Falls, South Dakota $482M AUM 34.73% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Ladenburg Thalmann Financial Services's ALTY Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Global X Alternative Income ETF (ALTY) stake by 63% in Q4 2019, selling an estimated $24.3K and leaving 959 shares worth $14K. The position accounts for ﹤0.01% of the portfolio, ranked #4308.

Ladenburg Thalmann Financial Services first reported a position in ALTY in Q4 2018 and has held it in 5 quarters since. The position peaked at $38K in Q3 2019. 19 funds tracked by Wall St. Rank hold ALTY as of Q4 2019.

Ladenburg Thalmann Financial Services held 959 shares of Global X Alternative Income ETF worth $14K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 1,644 Global X Alternative Income ETF shares in Q4 2019, an estimated $24.3K.
Global X Alternative Income ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #4308 holding.
Ladenburg Thalmann Financial Services first reported a position in Global X Alternative Income ETF in Q4 2018 and has held it in 5 quarters since.
Ladenburg Thalmann Financial Services's Global X Alternative Income ETF position peaked at $38K in Q3 2019.
19 funds tracked by Wall St. Rank held Global X Alternative Income ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.