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Global X Alternative Income ETF

19 hedge funds and large institutions have $8.05M invested in Global X Alternative Income ETF in 2019 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 5

1.53% less ownership

Funds ownership: 30.95%29.42% (-1.5%)

5% less funds holding

Funds holding: 2019 (-1)

15% less capital invested

Capital invested by funds: $9.5M → $8.05M (-$1.45M)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

Holders
19
Holders Change
-1
Holders Change %
-5%
% of All Funds
0.37%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
9
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAG
1
Private Advisor Group
New Jersey
$2.23M -$50.2K -3,400 -2%
Bank of America
2
Bank of America
North Carolina
$1.27M +$99.6K +6,748 +9%
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$898K +$54K +3,659 +6%
Citadel Advisors
4
Citadel Advisors
Florida
$650K +$20.1K +1,358 +3%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$631K +$12.3K +832 +2%
RIA
6
Regal Investment Advisors
Michigan
$630K -$113K -7,669 -15%
SCA
7
Sage Capital Advisors
South Dakota
$407K -$814K -55,127 -67%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$380K +$347K +23,486 +1,064%
LPL Financial
9
LPL Financial
California
$256K -$365K -24,729 -59%
Jane Street
10
Jane Street
New York
$227K +$23.1K +1,568 +11%
BFEC
11
Benjamin F. Edwards & Company
Missouri
$152K +$85.6K +5,800 +129%
CFA
12
Carroll Financial Associates
North Carolina
$98K
AWA
13
Arkadios Wealth Advisors
Georgia
$96.8K +$95.3K +6,455 New
UBS Group
14
UBS Group
Switzerland
$57K +$12.6K +854 +28%
CIAS
15
Capital Investment Advisory Services
North Carolina
$22K
GWM
16
Geneos Wealth Management
Colorado
$22K
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$14K -$24.3K -1,644 -63%
Wells Fargo
18
Wells Fargo
California
$8K +$30 +2 +0.4%
MAM
19
Meeder Asset Management
Ohio
$3K +$3.23K +219 New
FGAM
20
Financial Gravity Asset Management
Texas
-$168K -11,255 Closed
IA
21
IFP Advisors
Florida
-$82K -5,500 Closed
FAAS
22
First Allied Advisory Services
California
-$14K -884 Closed

ALTY Hedge Fund Activity: Q4 2019 in Review

19 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Global X Alternative Income ETF (ALTY) for Q4 2019, worth a combined $8.05M — down 15% from $9.5M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of ALTY and 2 opened new positions — a net loss of 1 holder — while 5 trimmed existing stakes and 9 added.

The largest buyer was Royal Bank of Canada, adding an estimated $347K. The largest seller was Sage Capital Advisors, cutting an estimated $814K.

  • 19 institutional investors held Global X Alternative Income ETF (ALTY) as of Q4 2019, down from 20 in Q3 2019.
  • Funds reported $8.05M of Global X Alternative Income ETF stock for Q4 2019, down 15% quarter-over-quarter.
  • 2 funds opened new Global X Alternative Income ETF positions in Q4 2019 and 3 closed out, a net change of -1 holder.
  • The largest Global X Alternative Income ETF buyer in Q4 2019 was Royal Bank of Canada, an estimated $347K added.
  • The largest Global X Alternative Income ETF seller in Q4 2019 was Sage Capital Advisors, an estimated $814K sold.

Based on aggregated 13F filings for Q4 2019.