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Global X Alternative Income ETF

20 hedge funds and large institutions have $9.5M invested in Global X Alternative Income ETF in 2019 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 6 increasing their positions, 1 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

800% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 1

500% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 1

67% more funds holding

Funds holding: 1220 (+8)

47% more capital invested

Capital invested by funds: $6.48M → $9.5M (+$3.02M)

1.1% more ownership

Funds ownership: 29.85%30.95% (+1.1%)

Holders
20
Holders Change
+8
Holders Change %
+66.67%
% of All Funds
0.44%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
6
Reduced
1
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAG
1
Private Advisor Group
New Jersey
$2.3M
SCA
2
Sage Capital Advisors
South Dakota
$1.71M +$1.23M +82,642 New
Bank of America
3
Bank of America
North Carolina
$1.19M +$11K +738 +0.9%
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$854K +$41.9K +2,816 +5%
RIA
5
Regal Investment Advisors
Michigan
$752K +$130K +8,737 +21%
Citadel Advisors
6
Citadel Advisors
Florida
$636K +$633K +42,569 New
LPL Financial
7
LPL Financial
California
$629K +$16.4K +1,101 +3%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$626K +$622K +41,838 New
Jane Street
9
Jane Street
New York
$206K -$113K -7,622 -36%
FGAM
10
Financial Gravity Asset Management
Texas
$168K +$167K +11,255 New
CFA
11
Carroll Financial Associates
North Carolina
$99K
IA
12
IFP Advisors
Florida
$82K +$81.8K +5,500 New
BFEC
13
Benjamin F. Edwards & Company
Missouri
$67K +$66.9K +4,500 New
UBS Group
14
UBS Group
Switzerland
$45K +$44.7K +3,004 New
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$38K +$29.8K +2,003 +334%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$33K
CIAS
17
Capital Investment Advisory Services
North Carolina
$22K
GWM
18
Geneos Wealth Management
Colorado
$22K +$22.3K +1,500 New
FAAS
19
First Allied Advisory Services
California
$14K +$13.1K +884 New
Wells Fargo
20
Wells Fargo
California
$8K +$7.67K +516 +51,600%
HT
21
HAP Trading
New York
-$469K -31,304 Closed

ALTY Hedge Fund Activity: Q3 2019 in Review

20 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Global X Alternative Income ETF (ALTY) for Q3 2019, worth a combined $9.5M — up 47% from $6.48M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new ALTY positions and 1 closed out — a net gain of 8 holders — while 6 added to existing stakes and 1 trimmed.

The largest buyer was Sage Capital Advisors, opening a new position worth an estimated $1.23M. The largest seller was HAP Trading, exiting entirely with an estimated $469K sold.

  • 20 institutional investors held Global X Alternative Income ETF (ALTY) as of Q3 2019, up from 12 in Q2 2019.
  • Funds reported $9.5M of Global X Alternative Income ETF stock for Q3 2019, up 47% quarter-over-quarter.
  • 9 funds opened new Global X Alternative Income ETF positions in Q3 2019 and 1 closed out, a net change of +8 holders.
  • The largest Global X Alternative Income ETF buyer in Q3 2019 was Sage Capital Advisors, an estimated $1.23M added.
  • The largest Global X Alternative Income ETF seller in Q3 2019 was HAP Trading, an estimated $469K sold.

Based on aggregated 13F filings for Q3 2019.