Global X Alternative Income ETF
ALTY
9 hedge funds and large institutions have $2.11M invested in Global X Alternative Income ETF in 2021 Q1 according to their latest regulatory filings, with 0 funds opening new positions, 4 increasing their positions, 3 reducing their positions, and 5 closing their positions.
33% more repeat investments, than reductions
Existing positions increased: 4 | Existing positions reduced: 3
6.69% less ownership
Funds ownership: 15.01% → 8.32% (-6.7%)
33% less capital invested
Capital invested by funds: $3.16M → $2.11M (-$1.04M)
36% less funds holding
Funds holding: 14 → 9 (-5)
100% less first-time investments, than exits
New positions opened: 0 | Existing positions closed: 5
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
+$51.2K |
| 2 |
Osaic Holdings
Scottsdale,
Arizona
|
+$18.9K |
| 3 |
FFA
Founders Financial Alliance
Raleigh,
North Carolina
|
+$14.9K |
| 4 |
EAM
Evanson Asset Management
Carmel,
California
|
+$479 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
HT
HAP Trading
New York
|
-$490K |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$287K |
| 3 |
RIA
Regal Investment Advisors
Kentwood,
Michigan
|
-$269K |
| 4 |
BFEC
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
-$135K |
| 5 |
Bank of America
Charlotte,
North Carolina
|
-$81.3K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Bank of America
Charlotte,
North Carolina
| $1.15M | -$81.3K | -6,619 | -7% |
|
|
2
LPL Financial
San Diego,
California
| $429K | +$51.2K | +4,174 | +14% |
|
|
3
Osaic Holdings
Scottsdale,
Arizona
| $205K | +$18.9K | +1,540 | +11% |
|
|
EAM
4
Evanson Asset Management
Carmel,
California
| $154K | +$479 | +39 | +0.3% |
|
|
FFA
5
Founders Financial Alliance
Raleigh,
North Carolina
| $79K | +$14.9K | +1,215 | +25% |
|
|
BFEC
6
Benjamin F. Edwards & Company
St. Louis,
Missouri
| $51K | -$135K | -11,000 | -73% |
|
|
AWA
7
Arkadios Wealth Advisors
Atlanta,
Georgia
| $21K | -$32.4K | -2,643 | -61% |
|
|
CIAS
8
Capital Investment Advisory Services
Raleigh,
North Carolina
| $21K | – | – | – |
|
|
HT
9
HAP Trading
New York
| – | -$490K | -41,955 | Closed |
|
|
10
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$287K | -24,551 | Closed |
|
|
RIA
11
Regal Investment Advisors
Kentwood,
Michigan
| – | -$269K | -22,976 | Closed |
|
12
UBS Group
Zurich,
Switzerland
| – | -$7K | -579 | Closed |
|
|
ASN
13
Advisory Services Network
Atlanta,
Georgia
| – | -$5K | -469 | Closed |
|
ALTY Hedge Fund Activity: Q1 2021 in Review
9 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Global X Alternative Income ETF (ALTY) for Q1 2021, worth a combined $2.11M — down 33% from $3.16M a quarter earlier.
Sellers outnumbered buyers: 5 funds closed out of ALTY and 0 opened new positions — a net loss of 5 holders — while 3 trimmed existing stakes and 4 added.
The largest buyer was LPL Financial, adding an estimated $51.2K. The largest seller was HAP Trading, exiting entirely with an estimated $490K sold.
- 9 institutional investors held Global X Alternative Income ETF (ALTY) as of Q1 2021, down from 14 in Q4 2020.
- Funds reported $2.11M of Global X Alternative Income ETF stock for Q1 2021, down 33% quarter-over-quarter.
- 0 funds opened new Global X Alternative Income ETF positions in Q1 2021 and 5 closed out, a net change of -5 holders.
- The largest Global X Alternative Income ETF buyer in Q1 2021 was LPL Financial, an estimated $51.2K added.
- The largest Global X Alternative Income ETF seller in Q1 2021 was HAP Trading, an estimated $490K sold.
Based on aggregated 13F filings for Q1 2021.