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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HQY icon
4276
HealthEquity
HQY
$8.83B
$10K ﹤0.01%
114
-7,457
-98% -$642K
HTLD icon
4277
Heartland Express
HTLD
$979M
$10K ﹤0.01%
493
+205
+71% +$4.07K
HYDB icon
4278
iShares High Yield Systematic Bond ETF
HYDB
$1.61B
$10K ﹤0.01%
+200
New +$9.9K
ITRN icon
4279
Ituran Location and Control
ITRN
$1.06B
$10K ﹤0.01%
300
-142
-32% -$4.69K
KLXE icon
4280
KLX Energy Services
KLXE
$36M
$10K ﹤0.01%
+66
New +$9.91K
KRO icon
4281
KRONOS Worldwide
KRO
$996M
$10K ﹤0.01%
632
+230
+57% +$4.7K
MMS icon
4282
Maximus
MMS
$2.94B
$10K ﹤0.01%
148
-5,107
-97% -$332K
MMTM icon
4283
State Street SPDR S&P 1500 Momentum Tilt ETF
MMTM
$165M
$10K ﹤0.01%
+75
New +$9.41K
NMR icon
4284
Nomura Holdings
NMR
$29.2B
$10K ﹤0.01%
2,177
-577
-21% -$2.73K
NRC icon
4285
NRC Health Common Stock
NRC
$471M
$10K ﹤0.01%
250
– –
PLAB icon
4286
Photronics
PLAB
$1.97B
$10K ﹤0.01%
1,000
-477
-32% -$4.43K
REI icon
4287
Ring Energy
REI
$349M
$10K ﹤0.01%
913
+569
+165% +$6.82K
ROCK icon
4288
Gibraltar Industries
ROCK
$1.45B
$10K ﹤0.01%
211
-317
-60% -$13.7K
SLVO icon
4289
Credit Suisse X-Links Silver Shares Covered Call ETNs due April 21 2033
SLVO
$12.4M
$10K ﹤0.01%
75
-110
-59% -$15.1K
SSBI icon
4290
Summit State Bank
SSBI
$87.4M
$10K ﹤0.01%
749
+11
+1% +$156
TDS icon
4291
Telephone and Data Systems
TDS
$4.03B
$10K ﹤0.01%
324
-964
-75% -$27.5K
TPVG icon
4292
TriplePoint Venture Growth BDC
TPVG
$221M
$10K ﹤0.01%
750
– –
WBIF icon
4293
WBI BullBear Value 3000 ETF
WBIF
$23.8M
$10K ﹤0.01%
341
+68
+25% +$2.02K
WBIL icon
4294
WBI BullBear Quality 3000 ETF
WBIL
$31.2M
$10K ﹤0.01%
368
+80
+28% +$2.21K
FSGS
4295
First Trust SMID Growth Strength ETF
FSGS
$32.5M
$10K ﹤0.01%
420
– –
EGRX
4296
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
$10K ﹤0.01%
142
-3,257
-96% -$247K
VBIV
4297
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
$10K ﹤0.01%
133
-67
-34% -$4.42K
HDAW
4298
DELISTED
Xtrackers MSCI All World ex US High Dividend Yield Equity ETF
HDAW
$10K ﹤0.01%
+412
New +$10.4K
CASA
4299
DELISTED
Casa Systems, Inc. Common Stock
CASA
$10K ﹤0.01%
+675
New +$10.3K
KBND
4300
DELISTED
KraneShares Bloomberg China Bond Inclusion Index ETF
KBND
$10K ﹤0.01%
+300
New +$10.3K
170 171
172
173 174

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.