We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMA icon
4276
Banco Macro
BMA
$5.14B
$8K ﹤0.01%
+68
New +$7.96K
BSAC icon
4277
Banco Santander Chile
BSAC
$16.5B
$8K ﹤0.01%
+265
New +$7.95K
CHN
4278
DELISTED
China Fund
CHN
$8K ﹤0.01%
368
– –
CLW icon
4279
Clearwater Paper
CLW
$366M
$8K ﹤0.01%
178
-84
-32% -$3.82K
CPRX
4280
DELISTED
Catalyst Pharmaceutical
CPRX
$8K ﹤0.01%
2,000
– –
CTSO icon
4281
Cytosorbents Corp
CTSO
$22.6M
$8K ﹤0.01%
1,200
-37,900
-97% -$241K
HERZ
4282
Herzfeld Credit Income Fund
HERZ
$32.6M
$8K ﹤0.01%
156
– –
CYRX icon
4283
CryoPort
CYRX
$757M
$8K ﹤0.01%
+917
New +$7.19K
ENS icon
4284
EnerSys
ENS
$6.79B
$8K ﹤0.01%
109
-143
-57% -$9.8K
ENVA icon
4285
Enova International
ENVA
$6.4B
$8K ﹤0.01%
535
+118
+28% +$1.73K
EVC icon
4286
Entravision Communication
EVC
$852M
$8K ﹤0.01%
981
+380
+63% +$2.38K
FARO
4287
DELISTED
Faro Technologies
FARO
$8K ﹤0.01%
180
– –
FKU icon
4288
First Trust United Kingdom AlphaDEX Fund
FKU
$39.4M
$8K ﹤0.01%
+202
New +$7.79K
FSP
4289
Franklin Street Properties
FSP
$45.8M
$8K ﹤0.01%
801
+236
+42% +$2.48K
GAL icon
4290
State Street Global Allocation ETF
GAL
$315M
$8K ﹤0.01%
214
– –
GPK icon
4291
Graphic Packaging
GPK
$3.54B
$8K ﹤0.01%
531
-3
-0.6% -$45
IBCP icon
4292
Independent Bank Corp
IBCP
$844M
$8K ﹤0.01%
348
– –
NTB icon
4293
Bank of N.T. Butterfield & Son
NTB
$2.49B
$8K ﹤0.01%
242
+25
+12% +$931
NTCT icon
4294
NETSCOUT
NTCT
$2.81B
$8K ﹤0.01%
287
– –
OR icon
4295
OR Royalties Inc
OR
$6.31B
$8K ﹤0.01%
684
-399
-37% -$4.84K
PTCT icon
4296
PTC Therapeutics
PTCT
$6.15B
$8K ﹤0.01%
437
-485
-53% -$8.21K
RDY icon
4297
Dr. Reddy's Laboratories
RDY
$10.4B
$8K ﹤0.01%
1,000
-1,000
-50% -$7.2K
REVG
4298
DELISTED
REV Group
REVG
$8K ﹤0.01%
240
– –
REX icon
4299
REX American Resources
REX
$1.43B
$8K ﹤0.01%
570
+66
+13% +$967
RMCF icon
4300
Rocky Mountain Chocolate Factory
RMCF
$6.35M
$8K ﹤0.01%
735
+210
+40% +$2.43K
170 171
172
173 174

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.