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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KNL
4226
DELISTED
Knoll, Inc.
KNL
$14K ﹤0.01%
559
+194
+53% +$4.6K
LDRI
4227
DELISTED
Invesco LadderRite 0-5 Year Corporate Bond ETF
LDRI
$14K ﹤0.01%
558
-80
-13% -$2.02K
AM icon
4228
Antero Midstream
AM
$10.6B
$13K ﹤0.01%
1,782
-32,328
-95% -$279K
BCC icon
4229
Boise Cascade
BCC
$2.91B
$13K ﹤0.01%
386
– –
CEFS icon
4230
Saba Closed-End Funds ETF
CEFS
$443M
$13K ﹤0.01%
664
– –
CLW icon
4231
Clearwater Paper
CLW
$348M
$13K ﹤0.01%
613
– –
COHU icon
4232
Cohu
COHU
$2.73B
$13K ﹤0.01%
942
-489
-34% -$6.79K
CSTM icon
4233
Constellium
CSTM
$4B
$13K ﹤0.01%
1,000
– –
DVLU icon
4234
First Trust Dorsey Wright Momentum & Value ETF
DVLU
$48.6M
$13K ﹤0.01%
687
– –
FWONA icon
4235
Liberty Media Series A
FWONA
$24B
$13K ﹤0.01%
362
-151
-29% -$5.52K
HOFT icon
4236
Hooker Furnishings Corp
HOFT
$160M
$13K ﹤0.01%
608
-64
-10% -$1.29K
HRTX icon
4237
Heron Therapeutics
HRTX
$62.7M
$13K ﹤0.01%
717
+357
+99% +$6.57K
JHX icon
4238
James Hardie Industries
JHX
$17.9B
$13K ﹤0.01%
822
– –
KEP icon
4239
Korea Electric Power
KEP
$15B
$13K ﹤0.01%
1,204
-500
-29% -$5.43K
NVEC icon
4240
NVE Corp
NVEC
$576M
$13K ﹤0.01%
200
-12
-6% -$818
PARR icon
4241
Par Pacific Holdings
PARR
$4.1B
$13K ﹤0.01%
585
-316
-35% -$6.99K
PNI
4242
PIMCO New York Municipal Income Fund II
PNI
$77.2M
$13K ﹤0.01%
1,051
-500
-32% -$5.87K
PSO icon
4243
Pearson
PSO
$9.73B
$13K ﹤0.01%
1,391
+768
+123% +$7.96K
QWLD
4244
State Street SPDR MSCI World StrategicFactors ETF
QWLD
$180M
$13K ﹤0.01%
155
– –
UFI icon
4245
UNIFI
UFI
$124M
$13K ﹤0.01%
598
+164
+38% +$3.23K
VRTS icon
4246
Virtus Investment Partners
VRTS
$1.13B
$13K ﹤0.01%
117
+27
+30% +$2.9K
WNC icon
4247
Wabash National
WNC
$521M
$13K ﹤0.01%
892
+84
+10% +$1.24K
XFLT
4248
XAI Floating Rate & Alternative Income Trust
XFLT
$294M
$13K ﹤0.01%
+281
New +$12.9K
YORW icon
4249
York Water
YORW
$536M
$13K ﹤0.01%
285
-297
-51% -$11.2K
TBLU
4250
Tortoise Global Water ETF
TBLU
$57.9M
$13K ﹤0.01%
410
– –
168 169
170
171 172

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.