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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKLN icon
401
Invesco Senior Loan ETF
BKLN
$6.74B
$4.81M 0.04%
207,774
+9,209
+5% +$212K
IGV icon
402
iShares Expanded Tech-Software Sector ETF
IGV
$15.1B
$4.8M 0.04%
117,120
+64,760
+124% +$2.53M
BKNG icon
403
Booking.com
BKNG
$160B
$4.79M 0.04%
60,350
+6,550
+12% +$516K
PKW icon
404
Invesco BuyBack Achievers ETF
PKW
$1.77B
$4.78M 0.04%
78,444
+5,129
+7% +$306K
VSS icon
405
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$4.75M 0.04%
42,390
+8,914
+27% +$1.02M
VNLA icon
406
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$4.75M 0.04%
94,811
+9,202
+11% +$461K
OEF icon
407
iShares S&P 100 ETF
OEF
$20.5B
$4.75M 0.04%
36,635
-140,013
-79% -$17.7M
FREL icon
408
Fidelity MSCI Real Estate Index ETF
FREL
$1.47B
$4.74M 0.04%
197,030
+176,333
+852% +$4.37M
ETN icon
409
Eaton
ETN
$173B
$4.74M 0.04%
54,621
+1,303
+2% +$107K
DES icon
410
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$4.73M 0.04%
159,451
+12,948
+9% +$390K
EMLC icon
411
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.78B
$4.72M 0.04%
143,333
-283,986
-66% -$9.47M
MET icon
412
MetLife
MET
$61.7B
$4.7M 0.04%
100,618
-10,094
-9% -$461K
ADM icon
413
Archer Daniels Midland
ADM
$38.8B
$4.68M 0.04%
93,152
+26,419
+40% +$1.3M
WY icon
414
Weyerhaeuser
WY
$18.2B
$4.67M 0.04%
144,775
-5,720
-4% -$199K
RSPT icon
415
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.86B
$4.66M 0.04%
277,100
-18,140
-6% -$300K
MS icon
416
Morgan Stanley
MS
$338B
$4.66M 0.04%
99,994
-5,138
-5% -$251K
OHI icon
417
Omega Healthcare
OHI
$14.4B
$4.66M 0.04%
142,373
-10,175
-7% -$324K
ACWI icon
418
iShares MSCI ACWI ETF
ACWI
$33.3B
$4.66M 0.04%
62,701
+38,137
+155% +$2.79M
EW icon
419
Edwards Lifesciences
EW
$53B
$4.61M 0.04%
79,590
-5,316
-6% -$260K
UTF icon
420
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$4.58M 0.04%
207,017
+17,112
+9% +$396K
AWK icon
421
American Water Works
AWK
$26.9B
$4.55M 0.04%
51,797
+1,815
+4% +$160K
NLY icon
422
Annaly Capital Management
NLY
$17.3B
$4.54M 0.04%
110,952
+28,486
+35% +$1.19M
FDRR icon
423
Fidelity Dividend ETF for Rising Rates
FDRR
$761M
$4.53M 0.04%
139,887
-43,684
-24% -$1.39M
VOD icon
424
Vodafone
VOD
$36.4B
$4.53M 0.04%
208,593
+35,726
+21% +$830K
DSL
425
DoubleLine Income Solutions Fund
DSL
$1.23B
$4.52M 0.04%
223,928
+38,018
+20% +$769K
15 16
17
18 19

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.