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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
URI icon
401
United Rentals
URI
$70.8B
$2.14M 0.04%
29,502
+4,555
+18% +$329K
SJM icon
402
J.M. Smucker
SJM
$12.6B
$2.11M 0.04%
17,109
+5,074
+42% +$605K
KRG icon
403
Kite Realty
KRG
$5.29B
$2.1M 0.04%
80,926
-8,845
-10% -$229K
DNP icon
404
DNP Select Income Fund
DNP
$4.09B
$2.08M 0.04%
232,251
-191,350
-45% -$1.8M
GD icon
405
General Dynamics
GD
$107B
$2.06M 0.04%
15,012
+378
+3% +$54K
K
406
DELISTED
Kellanova
K
$2.06M 0.04%
30,318
+6,146
+25% +$402K
TWTR
407
DELISTED
Twitter, Inc.
TWTR
$2.04M 0.04%
88,322
+10,517
+14% +$281K
MPC icon
408
Marathon Petroleum
MPC
$90B
$2.04M 0.04%
39,392
+2,698
+7% +$141K
BDCS
409
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$2.04M 0.04%
98,217
-2,971
-3% -$60.9K
ARCC icon
410
Ares Capital
ARCC
$14.3B
$2.02M 0.04%
142,202
+10,005
+8% +$152K
TMO icon
411
Thermo Fisher Scientific
TMO
$222B
$2.02M 0.04%
14,251
+255
+2% +$34K
TEVA icon
412
Teva Pharmaceuticals
TEVA
$42.1B
$2.02M 0.04%
30,761
+1,674
+6% +$103K
ILMN icon
413
Illumina
ILMN
$29B
$2.01M 0.04%
10,770
+7,921
+278% +$1.28M
PSEC icon
414
Prospect Capital
PSEC
$1.15B
$2M 0.04%
286,262
+50,983
+22% +$370K
MOAT icon
415
VanEck Morningstar Wide Moat ETF
MOAT
$12.4B
$2M 0.04%
69,032
-7,087
-9% -$211K
AMWD
416
DELISTED
American Woodmark
AMWD
$1.99M 0.04%
24,907
+4,821
+24% +$364K
GS icon
417
Goldman Sachs
GS
$301B
$1.99M 0.04%
11,044
+366
+3% +$68K
SHW icon
418
Sherwin-Williams
SHW
$88.1B
$1.99M 0.04%
23,001
+1,932
+9% +$167K
SE
419
DELISTED
Spectra Energy Corp Wi
SE
$1.98M 0.04%
82,446
+6,949
+9% +$185K
EVT icon
420
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.17B
$1.97M 0.04%
101,854
+7,321
+8% +$143K
HYD icon
421
VanEck High Yield Muni ETF
HYD
$4.4B
$1.97M 0.04%
31,915
+10,273
+47% +$631K
EZM icon
422
WisdomTree US MidCap Fund
EZM
$952M
$1.97M 0.04%
67,785
+3,057
+5% +$91.6K
PCY icon
423
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$1.96M 0.04%
71,752
+6,037
+9% +$168K
ROST icon
424
Ross Stores
ROST
$81.7B
$1.95M 0.04%
36,304
-535
-1% -$27.3K
PPG icon
425
PPG Industries
PPG
$25.7B
$1.95M 0.04%
19,772
-199
-1% -$20.1K
15 16
17
18 19

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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.