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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEWP
4201
DELISTED
iShares Currency Hedged MSCI Spain ETF
HEWP
$10K ﹤0.01%
+447
New +$10.2K
GSC
4202
DELISTED
GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone
GSC
$10K ﹤0.01%
443
– –
NORW
4203
DELISTED
Global X MSCI Norway ETF
NORW
$10K ﹤0.01%
733
-14,329
-95% -$192K
BANC icon
4204
Banc of California
BANC
$3.09B
$9K ﹤0.01%
415
+18
+5% +$376
BAR icon
4205
GraniteShares Gold Shares
BAR
$1.47B
$9K ﹤0.01%
+700
New +$8.93K
BATRA icon
4206
Atlanta Braves Holdings Series A
BATRA
$3.49B
$9K ﹤0.01%
444
+394
+788% +$9.22K
BLRX
4207
BioLineRX
BLRX
$12.1M
$9K ﹤0.01%
15
+7
+88% +$4.61K
CENTA icon
4208
Central Garden & Pet Co Class A
CENTA
$2.4B
$9K ﹤0.01%
315
-163
-34% -$4.83K
CHCT
4209
Community Healthcare Trust
CHCT
$432M
$9K ﹤0.01%
324
+5
+2% +$138
CIG icon
4210
CEMIG Preferred Shares
CIG
$5.64B
$9K ﹤0.01%
8,948
-3,753
-30% -$4.26K
CIK
4211
Credit Suisse Asset Management Income Fund
CIK
$135M
$9K ﹤0.01%
2,700
– –
EGBN icon
4212
Eagle Bancorp
EGBN
$865M
$9K ﹤0.01%
153
-2,099
-93% -$134K
ENIC icon
4213
Enel Chile
ENIC
$6.18B
$9K ﹤0.01%
1,672
– –
ENPH icon
4214
Enphase Energy
ENPH
$5.59B
$9K ﹤0.01%
3,800
-150
-4% -$314
EOT
4215
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
$9K ﹤0.01%
382
– –
FISI icon
4216
Financial Institutions
FISI
$821M
$9K ﹤0.01%
290
+195
+205% +$6.13K
GGB icon
4217
Gerdau
GGB
$9.2B
$9K ﹤0.01%
3,156
+6
+0.2% +$16
HOPE icon
4218
Hope Bancorp
HOPE
$1.82B
$9K ﹤0.01%
471
+3
+0.6% +$54
HPP
4219
Hudson Pacific Properties
HPP
$724M
$9K ﹤0.01%
39
-64
-62% -$15.4K
HSII
4220
DELISTED
Heidrick & Struggles
HSII
$9K ﹤0.01%
350
– –
IR icon
4221
Ingersoll Rand
IR
$33B
$9K ﹤0.01%
+267
New +$7.96K
JHX icon
4222
James Hardie Industries
JHX
$18B
$9K ﹤0.01%
500
– –
JILL icon
4223
J. Jill
JILL
$284M
$9K ﹤0.01%
303
+201
+197% +$5.58K
KF
4224
Korea Fund
KF
$250M
$9K ﹤0.01%
211
– –
KNDI
4225
Kandi Technologies Group
KNDI
$63.2M
$9K ﹤0.01%
1,280
+1,000
+357% +$7.47K
167 168
169
170 171

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.