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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMSC icon
4151
American Superconductor
AMSC
$1.56B
$10K ﹤0.01%
2,752
– –
ASPN icon
4152
Aspen Aerogels
ASPN
$510M
$10K ﹤0.01%
2,000
-2,500
-56% -$11.6K
ATEX icon
4153
Anterix
ATEX
$1.81B
$10K ﹤0.01%
300
– –
CRK icon
4154
Comstock Resources
CRK
$4.23B
$10K ﹤0.01%
1,205
+40
+3% +$238
CRWS icon
4155
Crown Crafts
CRWS
$32.7M
$10K ﹤0.01%
1,600
– –
CWEN.A
4156
DELISTED
Clearway Energy Class A
CWEN.A
$10K ﹤0.01%
521
+146
+39% +$2.74K
DK icon
4157
Delek US
DK
$3.92B
$10K ﹤0.01%
271
-77
-22% -$2.27K
EMDV icon
4158
ProShares MSCI Emerging Markets Dividend Growers ETF
EMDV
$7.39M
$10K ﹤0.01%
175
– –
ESNT icon
4159
Essent Group
ESNT
$6.08B
$10K ﹤0.01%
242
+140
+137% +$6.1K
FCEL icon
4160
FuelCell Energy
FCEL
$1.54B
$10K ﹤0.01%
17
-4
-19% -$2.78K
DMC
4161
Del Monte Corp
DMC
$1.45B
$10K ﹤0.01%
216
+48
+29% +$2.26K
FTXH icon
4162
First Trust Nasdaq Pharmaceuticals ETF
FTXH
$962M
$10K ﹤0.01%
478
– –
GES
4163
DELISTED
Guess Inc
GES
$10K ﹤0.01%
572
-2,472
-81% -$41K
HALO icon
4164
Halozyme
HALO
$11.6B
$10K ﹤0.01%
514
+100
+24% +$1.84K
IMO icon
4165
Imperial Oil
IMO
$62.7B
$10K ﹤0.01%
323
+1
+0.3% +$31
KRO icon
4166
KRONOS Worldwide
KRO
$963M
$10K ﹤0.01%
402
-376
-48% -$9.85K
LODE icon
4167
Comstock
LODE
$270M
$10K ﹤0.01%
517
+173
+50% +$4.39K
MEOH icon
4168
Methanex
MEOH
$4.2B
$10K ﹤0.01%
163
-95
-37% -$5K
PARR icon
4169
Par Pacific Holdings
PARR
$3.78B
$10K ﹤0.01%
486
+401
+472% +$8.13K
PIM
4170
Franklin Master Intermediate Income Trust
PIM
$153M
$10K ﹤0.01%
2,085
– –
POST icon
4171
Post Holdings
POST
$3.56B
$10K ﹤0.01%
193
-265
-58% -$14.1K
SOR
4172
Source Capital
SOR
$383M
$10K ﹤0.01%
235
-456
-66% -$18.5K
SPMO icon
4173
Invesco S&P 500 Momentum ETF
SPMO
$21.7B
$10K ﹤0.01%
+300
New +$10K
STGW icon
4174
Stagwell
STGW
$2.27B
$10K ﹤0.01%
1,000
+865
+641% +$9.5K
SYBT icon
4175
Stock Yards Bancorp
SYBT
$2.6B
$10K ﹤0.01%
261
– –
165 166
167
168 169

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.