Ladenburg Thalmann Financial Services’s Aspen Aerogels ASPN Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio ASPN Stock Details ASPN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-2,000	Closed	-$9K	–	5144
2018 Q2	$9K	Hold	2,000	–	–	﹤0.01%	4284
2018 Q1	$9K	Hold	2,000	–	–	﹤0.01%	4284
2017 Q4	$10K	Sell	2,000 -2,500	-56%	-$11.6K	﹤0.01%	4168
2017 Q3	$19K	Sell	4,500 -2,000	-31%	-$8.74K	﹤0.01%	3704
2017 Q2	$29K	Buy	+6,500	New	+$27.4K	﹤0.01%	3369

Other funds holding ASPN

GKFF

George Kaiser Family Foundation Tulsa, Oklahoma $883M AUM 21.04% 1-Year Est. Return

Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return

OCMI

Oaktop Capital Management II Chatham, New Jersey $1.34B AUM 114.5% 1-Year Est. Return

CPA

Cowen Prime Advisors New York $290M AUM 57.8% 1-Year Est. Return

TAM

Telemark Asset Management Boston, Massachusetts $1.08B AUM 70.88% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

NIM

Needham Investment Management New York $1.96B AUM 101.23% 1-Year Est. Return

Harvey Partners Tarrytown, New York $1.26B AUM 64.44% 1-Year Est. Return

Heartland Advisors Milwaukee, Wisconsin $1.96B AUM 28.26% 1-Year Est. Return

Ladenburg Thalmann Financial Services's ASPN Position: Q3 2018 in Review

Ladenburg Thalmann Financial Services sold out of Aspen Aerogels (ASPN) in Q3 2018, closing a stake of 2,000 shares — an estimated $9K sold.

Ladenburg Thalmann Financial Services first reported a position in ASPN in Q2 2017 and held it in 5 quarters. The position peaked at $29K in Q2 2017. 44 funds tracked by Wall St. Rank hold ASPN as of Q3 2018.

Ladenburg Thalmann Financial Services reported no remaining Aspen Aerogels position as of Q3 2018 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 2,000 Aspen Aerogels shares in Q3 2018, an estimated $9K.
Ladenburg Thalmann Financial Services first reported a position in Aspen Aerogels in Q2 2017 and held it in 5 quarters.
Ladenburg Thalmann Financial Services's Aspen Aerogels position peaked at $29K in Q2 2017.
44 funds tracked by Wall St. Rank held Aspen Aerogels as of Q3 2018.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.