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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEB
4026
DELISTED
Invesco BRIC ETF
EEB
$7K ﹤0.01%
225
– –
RXDX
4027
DELISTED
Ignyta, Inc.
RXDX
$7K ﹤0.01%
1,110
– –
ALR
4028
DELISTED
Alere Inc
ALR
$7K ﹤0.01%
166
+7
+4% +$285
RVLT
4029
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$7K ﹤0.01%
1,100
-80
-7% -$530
REV
4030
DELISTED
Revlon, Inc.
REV
$7K ﹤0.01%
200
– –
TAT
4031
DELISTED
TransAtlantic Petroleum LTD.
TAT
$7K ﹤0.01%
6,129
– –
AAON icon
4032
Aaon
AAON
$7.23B
$6K ﹤0.01%
335
+62
+23% +$1.14K
ABEO icon
4033
Abeona Therapeutics
ABEO
$361M
$6K ﹤0.01%
40
– –
AGRO icon
4034
Adecoagro
AGRO
$1.31B
$6K ﹤0.01%
500
– –
ATLO icon
4035
AMES National
ATLO
$281M
$6K ﹤0.01%
+218
New +$5.96K
AUB icon
4036
Atlantic Union Bankshares
AUB
$6.09B
$6K ﹤0.01%
226
+194
+606% +$5.2K
BLDP
4037
Ballard Power Systems
BLDP
$790M
$6K ﹤0.01%
2,728
+300
+12% +$567
CARZ icon
4038
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$48.8M
$6K ﹤0.01%
168
– –
CHN
4039
DELISTED
China Fund
CHN
$6K ﹤0.01%
368
– –
CLIR icon
4040
ClearSign Technologies
CLIR
$28.9M
$6K ﹤0.01%
100
– –
EET icon
4041
ProShares Ultra MSCI Emerging Markets
EET
$37.4M
$6K ﹤0.01%
100
– –
EFOI icon
4042
Energy Focus
EFOI
$19.1M
$6K ﹤0.01%
34
– –
ENIC icon
4043
Enel Chile
ENIC
$6.1B
$6K ﹤0.01%
1,274
– –
FAS icon
4044
Direxion Daily Financial Bull 3x ETF
FAS
$2.5B
$6K ﹤0.01%
200
– –
FFIN icon
4045
First Financial Bankshares
FFIN
$5.04B
$6K ﹤0.01%
+354
New +$6.22K
FNDF icon
4046
Schwab Fundamental International Large Company Index ETF
FNDF
$25.8B
$6K ﹤0.01%
235
-2,914
-93% -$71.8K
FYLD icon
4047
Cambria Foreign Shareholder Yield ETF
FYLD
$724M
$6K ﹤0.01%
+275
New +$5.63K
TDAY
4048
USA Today Co
TDAY
$1B
$6K ﹤0.01%
419
– –
GCO icon
4049
Genesco
GCO
$394M
$6K ﹤0.01%
133
-296
-69% -$18.7K
GES
4050
DELISTED
Guess Inc
GES
$6K ﹤0.01%
412
+207
+101% +$3.13K
160 161
162
163 164

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HAM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.