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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMI icon
376
Cummins
CMI
$87.4B
$2.07M 0.04%
19,098
-748
-4% -$92.4K
BDCS
377
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$2.06M 0.04%
101,188
+16,299
+19% +$348K
PWR icon
378
Quanta Services
PWR
$99.4B
$2.06M 0.04%
85,191
+2,249
+3% +$57.3K
EPRO
379
DELISTED
AdvisorShares EquityPro ETF
EPRO
$2.06M 0.04%
69,732
+68,769
+7,141% +$2.09M
MTUM icon
380
iShares MSCI USA Momentum Factor ETF
MTUM
$25.4B
$2.05M 0.04%
29,986
+9,753
+48% +$698K
CSF
381
DELISTED
VictoryShares US Discovery Enhanced Volatility Wtd ETF
CSF
$2.04M 0.04%
57,516
+2,559
+5% +$96.4K
HOG icon
382
Harley-Davidson
HOG
$2.72B
$2.03M 0.04%
37,114
+1,410
+4% +$79.5K
DOC icon
383
Healthpeak Properties
DOC
$14.4B
$2.03M 0.04%
59,928
-4,211
-7% -$146K
GD icon
384
General Dynamics
GD
$107B
$2.02M 0.04%
14,634
+34
+0.2% +$4.92K
DSL
385
DoubleLine Income Solutions Fund
DSL
$1.23B
$2.02M 0.04%
116,500
+4,446
+4% +$83.6K
FNDX icon
386
Schwab Fundamental US Large Company Index ETF
FNDX
$27.4B
$2.01M 0.04%
221,376
+6,390
+3% +$61.4K
MCK icon
387
McKesson
MCK
$103B
$2M 0.04%
10,835
-9,071
-46% -$1.92M
SPAB icon
388
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.91B
$1.99M 0.04%
68,726
+24,672
+56% +$710K
SE
389
DELISTED
Spectra Energy Corp Wi
SE
$1.99M 0.04%
75,497
-11,636
-13% -$339K
EMLP icon
390
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$1.97M 0.04%
89,991
-35,526
-28% -$849K
ADP icon
391
Automatic Data Processing
ADP
$109B
$1.97M 0.04%
24,530
-1,105
-4% -$88.5K
JWN
392
DELISTED
Nordstrom
JWN
$1.95M 0.04%
27,285
+1,408
+5% +$106K
KKR icon
393
KKR & Co
KKR
$93.2B
$1.95M 0.04%
115,886
-65,795
-36% -$1.4M
LECO icon
394
Lincoln Electric
LECO
$15.1B
$1.93M 0.04%
36,902
-1,167
-3% -$68.4K
ARCC icon
395
Ares Capital
ARCC
$14.3B
$1.91M 0.04%
132,197
-8,037
-6% -$126K
SYY icon
396
Sysco
SYY
$40.1B
$1.91M 0.04%
49,158
-8,099
-14% -$309K
GHY
397
PGIM Global High Yield Fund
GHY
$479M
$1.91M 0.04%
138,437
+16,905
+14% +$244K
ITW icon
398
Illinois Tool Works
ITW
$83.9B
$1.9M 0.04%
23,176
+2,971
+15% +$260K
VT icon
399
Vanguard Total World Stock ETF
VT
$81.2B
$1.89M 0.04%
34,144
-21,004
-38% -$1.25M
WMB icon
400
Williams Companies
WMB
$87.9B
$1.88M 0.04%
50,979
+12
+0% +$598
14 15
16
17 18

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.