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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.32%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.26B
AUM Growth
+$578M
Cap. Flow
+$414M
Cap. Flow %
6.61%
Top 10 Hldgs %
13.79%
Holding
5,111
New
226
Increased
2,179
Reduced
1,427
Closed
197

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$55.8M
2
HDV
iShares Core High Dividend ETF
HDV
+$26.1M
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$19.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.5M
5
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$15.6M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$23.5M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$14.8M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$11.5M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$10.8M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$10.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.63%
2 Financials 5.21%
3 Industrials 4.96%
4 Technology 4.7%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCKT icon
3951
Rocket Pharmaceuticals
RCKT
$384M
$7K ﹤0.01%
231
– –
RDN icon
3952
Radian Group
RDN
$4.86B
$7K ﹤0.01%
641
-151
-19% -$1.78K
SBSI icon
3953
Southside Bancshares
SBSI
$965M
$7K ﹤0.01%
246
+71
+41% +$1.94K
SCM icon
3954
Stellus Capital Investment Corp
SCM
$251M
$7K ﹤0.01%
700
– –
SCYX icon
3955
SCYNEXIS
SCYX
$48.1M
$7K ﹤0.01%
+39
New +$11K
SMTC icon
3956
Semtech
SMTC
$12.2B
$7K ﹤0.01%
307
-31
-9% -$704
SPXS icon
3957
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$336M
$7K ﹤0.01%
+1
New +$7.42K
SRL icon
3958
Scully Royalty
SRL
$89.8M
$7K ﹤0.01%
600
– –
STM icon
3959
STMicroelectronics
STM
$49.1B
$7K ﹤0.01%
1,064
– –
SYBT icon
3960
Stock Yards Bancorp
SYBT
$2.6B
$7K ﹤0.01%
261
– –
TCI icon
3961
Transcontinental Realty Investors
TCI
$318M
$7K ﹤0.01%
719
-464
-39% -$4.4K
TDTF icon
3962
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
$7K ﹤0.01%
280
– –
TFLO icon
3963
iShares Treasury Floating Rate Bond ETF
TFLO
$6.72B
$7K ﹤0.01%
140
– –
TK icon
3964
Teekay
TK
$991M
$7K ﹤0.01%
1,013
-65
-6% -$610
TLF icon
3965
Tandy Leather Factory
TLF
$19.7M
$7K ﹤0.01%
1,000
– –
UFPT icon
3966
UFP Technologies
UFPT
$2.49B
$7K ﹤0.01%
310
– –
VANI icon
3967
Vivani Medical
VANI
$120M
$7K ﹤0.01%
+83
New +$8.64K
WSR
3968
DELISTED
Whitestone REIT
WSR
$7K ﹤0.01%
446
– –
PRKS icon
3969
United Parks & Resorts
PRKS
$2B
$7K ﹤0.01%
500
– –
HIE
3970
DELISTED
Miller/Howard High Income Equity Fund
HIE
$7K ﹤0.01%
+600
New +$6.99K
LSXMB
3971
DELISTED
Liberty Media Corporation Series B Liberty SiriusXM Common Stock
LSXMB
$7K ﹤0.01%
+271
New +$6.39K
AFT
3972
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$7K ﹤0.01%
444
-4,975
-92% -$78.4K
SEAC
3973
DELISTED
Seachange International Inc
SEAC
$7K ﹤0.01%
109
-4
-4% -$295
ALR
3974
DELISTED
AlerisLife Inc
ALR
$7K ﹤0.01%
303
– –
TMBR
3975
DELISTED
Timber Pharmaceuticals, Inc.
TMBR
$7K ﹤0.01%
1
– –
157 158
159
160 161

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q2 2016 Portfolio in Review

As of Q2 2016, Ladenburg Thalmann Financial Services held 5,111 positions worth $6.26B, up 10% from $5.68B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $414M of net new capital in Q2 2016, opening 226 new positions and adding to 2,179 existing holdings. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.6% of assets, up from 5.5% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core Dividend Growth ETF, an estimated $23.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q2 2016 buy was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell Mid-Cap Value ETF in Q2 2016, an estimated $55.8M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2016 reduction was iShares Core Dividend Growth ETF, cutting an estimated $23.5M.
  • Ladenburg Thalmann Financial Services fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $912K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $6.26B portfolio in Q2 2016.
  • Ladenburg Thalmann Financial Services opened 226 new positions and closed 197 in Q2 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $6.26B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2016, filed 15 Aug 2016.