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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSB
3876
DELISTED
PS Business Parks, Inc.
PSB
– –
-30
Closed -$2K
ATRS
3877
DELISTED
Antares Pharma, Inc.
ATRS
– –
-500
Closed -$2K
HBP
3878
DELISTED
Huttig Building Products, Inc.
HBP
$0 ﹤0.01%
90
– –
GSS
3879
DELISTED
Golden Star Resources Ltd.
GSS
$0 ﹤0.01%
50
– –
ZIXI
3880
DELISTED
Zix Corporation
ZIXI
$0 ﹤0.01%
+93
New +$418
QADB
3881
DELISTED
QAD Inc. Class B
QADB
$0 ﹤0.01%
6
– –
LDL
3882
DELISTED
Lydall, Inc.
LDL
– –
-880
Closed -$16K
CORE
3883
DELISTED
Core Mark Holding Co., Inc.
CORE
– –
-1,064
Closed -$20K
USCR
3884
DELISTED
U S Concrete, Inc.
USCR
– –
-790
Closed -$18K
FFG
3885
DELISTED
FBL Financial Group
FFG
$0 ﹤0.01%
1
– –
EGOV
3886
DELISTED
NIC Inc
EGOV
$0 ﹤0.01%
+16
New +$333
FRAN
3887
DELISTED
Francesca's Holdings Corporation
FRAN
$0 ﹤0.01%
1
– –
AMAG
3888
DELISTED
AMAG Pharmaceuticals
AMAG
$0 ﹤0.01%
15
– –
CLUB
3889
DELISTED
Town Sports International Holdings, Inc.
CLUB
$0 ﹤0.01%
+20
New +$208
GCE
3890
DELISTED
Claymore/Robb CEF GS Connect ETN
GCE
– –
-2,700
Closed -$49K
BFYT
3891
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$0 ﹤0.01%
+33
New +$372
TUES
3892
DELISTED
Tuesday Morning Corp
TUES
$0 ﹤0.01%
32
– –
DTO
3893
DELISTED
DB Crude Oil Double Short Exchange Traded Notes due June 1, 2038
DTO
– –
-380
Closed -$15K
AVX
3894
DELISTED
AVX Corporation
AVX
$0 ﹤0.01%
19
– –
AYR
3895
DELISTED
Aircastle Ltd
AYR
$0 ﹤0.01%
+18
New +$343
AVEO
3896
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$0 ﹤0.01%
+21
New +$377
TOO
3897
DELISTED
Teekay Offshore Partners L.P.
TOO
– –
-181
Closed -$6K
HOS
3898
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$0 ﹤0.01%
7
– –
ARTX
3899
DELISTED
Arotech Corporation
ARTX
$0 ﹤0.01%
71
-32
-31% -$115
FCSC
3900
DELISTED
Fibrocell Science Inc.
FCSC
$0 ﹤0.01%
5
– –
154 155
156
157 158

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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.