Ladenburg Thalmann Financial Services’s DB Crude Oil Double Short Exchange Traded Notes due June 1, 2038 DTO Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2014
Q1
Sell
-380
Closed -$15K 3900
2013
Q4
$15K Hold
380
﹤0.01% 2717
2013
Q3
$12K Buy
+380
New +$12K ﹤0.01% 2779