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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REX icon
3826
REX American Resources
REX
$1.44B
$11K ﹤0.01%
720
-15,636
-96% -$232K
RICK icon
3827
RCI Hospitality Holdings
RICK
$230M
$11K ﹤0.01%
622
+122
+24% +$1.58K
SBIO icon
3828
ALPS Medical Breakthroughs ETF
SBIO
$214M
$11K ﹤0.01%
481
-173
-26% -$4.14K
SJT
3829
San Juan Basin Royalty Trust
SJT
$129M
$11K ﹤0.01%
1,650
-334
-17% -$2.1K
TPVG icon
3830
TriplePoint Venture Growth BDC
TPVG
$221M
$11K ﹤0.01%
+900
New +$10.5K
YRD
3831
Yiren Digital
YRD
$105M
$11K ﹤0.01%
509
-509
-50% -$13.8K
TESS
3832
DELISTED
Tessco Technologies Inc
TESS
$11K ﹤0.01%
830
+782
+1,629% +$9.49K
IVH
3833
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$11K ﹤0.01%
727
-1,895
-72% -$26.7K
LCI
3834
DELISTED
Lannett Company, Inc.
LCI
$11K ﹤0.01%
125
-14
-10% -$1.29K
EMCF
3835
DELISTED
Emclaire Financial Corp
EMCF
$11K ﹤0.01%
400
– –
MANT
3836
DELISTED
Mantech International Corp
MANT
$11K ﹤0.01%
271
-24
-8% -$987
BKEP
3837
DELISTED
Blueknight Energy Partners L.P.
BKEP
$11K ﹤0.01%
1,549
+36
+2% +$228
ENIA
3838
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$11K ﹤0.01%
1,280
+4
+0.3% +$33
GGM
3839
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
$11K ﹤0.01%
500
-2,406
-83% -$51.8K
NBLX
3840
DELISTED
Noble Midstream Partners LP
NBLX
$11K ﹤0.01%
+300
New +$9.62K
AMAG
3841
DELISTED
AMAG Pharmaceuticals
AMAG
$11K ﹤0.01%
308
+63
+26% +$1.88K
CNXM
3842
DELISTED
CNX Midstream Partners LP
CNXM
$11K ﹤0.01%
+459
New +$9.68K
TECD
3843
DELISTED
Tech Data Corp
TECD
$11K ﹤0.01%
130
+30
+30% +$2.49K
ORG
3844
DELISTED
The Organics ETF
ORG
$11K ﹤0.01%
+460
New +$11.4K
FOMX
3845
DELISTED
Foamix Pharmaceuticals Ltd. Ordinary Shares
FOMX
$11K ﹤0.01%
1,000
– –
ZF
3846
DELISTED
Virtus Total Return Fund Inc.
ZF
$11K ﹤0.01%
937
+187
+25% +$2.2K
NAP
3847
DELISTED
Navios Maritime Midstream Partrs
NAP
$11K ﹤0.01%
1,000
-500
-33% -$5.36K
IPCC
3848
DELISTED
Infinity Property & Casualty C
IPCC
$11K ﹤0.01%
129
-8
-6% -$679
BUFF
3849
DELISTED
Blue Buffalo Pet Products, Inc
BUFF
$11K ﹤0.01%
470
+134
+40% +$3.24K
GYEN
3850
DELISTED
AdvisorShares Gartman Gold/Yen ETF
GYEN
$11K ﹤0.01%
1,000
– –
152 153
154
155 156

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.