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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYNH
3751
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$26K ﹤0.01%
521
-463
-47% -$22.7K
FRBK
3752
DELISTED
Republic First Bancorp Inc
FRBK
$26K ﹤0.01%
3,776
+2,200
+140% +$16.8K
SJR
3753
DELISTED
Shaw Communications Inc.
SJR
$26K ﹤0.01%
1,336
+207
+18% +$4.18K
ANAT
3754
DELISTED
American National Group, Inc. Common Stock
ANAT
$26K ﹤0.01%
205
-45
-18% -$5.75K
DUC
3755
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$26K ﹤0.01%
3,042
+27
+0.9% +$230
TIVO
3756
DELISTED
Tivo Inc
TIVO
$26K ﹤0.01%
2,062
+13
+0.6% +$168
WBIR
3757
DELISTED
WBI BullBear Global Rotation ETF
WBIR
$26K ﹤0.01%
1,024
+711
+227% +$17.8K
IRR
3758
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$26K ﹤0.01%
4,003
-1,240
-24% -$7.83K
BBF
3759
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$26K ﹤0.01%
2,000
– –
CDXS icon
3760
Codexis
CDXS
$170M
$25K ﹤0.01%
+1,450
New +$23.4K
CIO
3761
DELISTED
City Office REIT
CIO
$25K ﹤0.01%
2,000
-9,140
-82% -$117K
CVBF icon
3762
CVB Financial
CVBF
$4.1B
$25K ﹤0.01%
1,104
-996
-47% -$23.5K
CWEN icon
3763
Clearway Energy Class C
CWEN
$7.06B
$25K ﹤0.01%
1,256
+500
+66% +$9.54K
DAKT icon
3764
Daktronics
DAKT
$986M
$25K ﹤0.01%
3,125
+2,980
+2,055% +$24.5K
DTRE icon
3765
First Trust Alerian Disruptive Technology Real Estate ETF
DTRE
$14.7M
$25K ﹤0.01%
549
– –
EEMX icon
3766
State Street SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF
EEMX
$180M
$25K ﹤0.01%
820
-150
-15% -$4.76K
FLO icon
3767
Flowers Foods
FLO
$1.6B
$25K ﹤0.01%
1,358
-3,314
-71% -$66.9K
FTRI icon
3768
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$130M
$25K ﹤0.01%
1,935
+1,385
+252% +$17.3K
FTXL icon
3769
First Trust Nasdaq Semiconductor ETF
FTXL
$1.37B
$25K ﹤0.01%
827
+2
+0.2% +$64
HUYA
3770
Huya Inc
HUYA
$529M
$25K ﹤0.01%
+1,070
New +$31.9K
INBK icon
3771
First Internet Bancorp
INBK
$253M
$25K ﹤0.01%
813
+579
+247% +$18.4K
JKS
3772
JinkoSolar
JKS
$864M
$25K ﹤0.01%
2,275
+40
+2% +$531
PBR.A icon
3773
Petrobras Class A
PBR.A
$104B
$25K ﹤0.01%
2,394
-316
-12% -$3.07K
PLCE icon
3774
Children's Place
PLCE
$53.4M
$25K ﹤0.01%
192
+64
+50% +$8.18K
SMP icon
3775
Standard Motor Products
SMP
$864M
$25K ﹤0.01%
499
+324
+185% +$16.1K
149 150
151
152 153

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.