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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LXRX icon
3726
Lexicon Pharmaceuticals
LXRX
$1.08B
$15K ﹤0.01%
1,056
-300
-22% -$4.45K
MHI
3727
DELISTED
Pioneer Municipal High Income Fund
MHI
$15K ﹤0.01%
+1,314
New +$15.4K
NHC icon
3728
National Healthcare
NHC
$3.39B
$15K ﹤0.01%
214
– –
PALI icon
3729
Palisade Bio
PALI
$373M
– –
0
– –
PALL icon
3730
abrdn Physical Palladium Shares ETF
PALL
$673M
$15K ﹤0.01%
1,000
– –
PRIM icon
3731
Primoris Services
PRIM
$4.42B
$15K ﹤0.01%
646
+187
+41% +$4.49K
PXJ icon
3732
Invesco Oil & Gas Services ETF
PXJ
$64.5M
$15K ﹤0.01%
255
-28
-10% -$1.75K
RDN icon
3733
Radian Group
RDN
$4.86B
$15K ﹤0.01%
821
-21
-2% -$389
RGLS
3734
DELISTED
Regulus Therapeutics
RGLS
$15K ﹤0.01%
78
+57
+271% +$10.8K
SCHL icon
3735
Scholastic
SCHL
$780M
$15K ﹤0.01%
362
+48
+15% +$2.18K
SEVN
3736
Seven Hills Realty Trust
SEVN
$172M
$15K ﹤0.01%
719
– –
SHAK icon
3737
Shake Shack
SHAK
$2.9B
$15K ﹤0.01%
435
+60
+16% +$2.07K
SMP icon
3738
Standard Motor Products
SMP
$889M
$15K ﹤0.01%
305
+75
+33% +$3.71K
TISI icon
3739
Team
TISI
$104M
$15K ﹤0.01%
55
+29
+112% +$9.18K
TPIC
3740
DELISTED
TPI Composites
TPIC
$15K ﹤0.01%
780
-3,520
-82% -$62.9K
TPZ
3741
Tortoise Electrification Infrastructure ETF
TPZ
$126M
$15K ﹤0.01%
700
– –
ROIC
3742
DELISTED
Retail Opportunity Investments Corp.
ROIC
$15K ﹤0.01%
717
-67
-9% -$1.41K
SAFM
3743
DELISTED
Sanderson Farms Inc
SAFM
$15K ﹤0.01%
148
-18
-11% -$1.7K
VMM
3744
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$15K ﹤0.01%
1,100
+550
+100% +$7.74K
NNA
3745
DELISTED
Navios Maritime Acquisition Corporation
NNA
$15K ﹤0.01%
600
– –
IPHI
3746
DELISTED
INPHI CORPORATION
IPHI
$15K ﹤0.01%
+300
New +$14K
BAF
3747
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$15K ﹤0.01%
1,040
+9
+0.9% +$130
SONC
3748
DELISTED
Sonic Corp
SONC
$15K ﹤0.01%
591
-203
-26% -$5.12K
MATF
3749
DELISTED
iShares Edge MSCI Multifactor Materials ETF
MATF
$15K ﹤0.01%
+500
New +$14.5K
FBC
3750
DELISTED
Flagstar Bancorp, Inc. New
FBC
$15K ﹤0.01%
528
-293
-36% -$7.97K
148 149
150
151 152

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.