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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAL icon
351
Halliburton
HAL
$28B
$2.58M 0.05%
75,685
-21,245
-22% -$801K
GPC icon
352
Genuine Parts
GPC
$18.5B
$2.56M 0.05%
29,761
-174
-0.6% -$15.2K
FXH icon
353
First Trust Health Care AlphaDEX Fund
FXH
$1.12B
$2.55M 0.05%
42,424
-29,674
-41% -$1.77M
BLV icon
354
Vanguard Long-Term Bond ETF
BLV
$5.69B
$2.54M 0.05%
29,280
+9,990
+52% +$885K
DHS icon
355
WisdomTree US High Dividend Fund
DHS
$1.57B
$2.53M 0.05%
42,711
-838
-2% -$49.5K
BDX icon
356
Becton Dickinson
BDX
$48.9B
$2.52M 0.05%
16,829
+3,065
+22% +$441K
CWB icon
357
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.59B
$2.52M 0.05%
57,841
-8,244
-12% -$377K
PCI
358
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$2.51M 0.05%
139,420
-400
-0.3% -$7.38K
GL icon
359
Globe Life
GL
$14.2B
$2.51M 0.05%
43,839
+2,081
+5% +$122K
FTLS icon
360
First Trust Long/Short Equity ETF
FTLS
$2.49B
$2.5M 0.05%
76,328
+75,428
+8,381% +$2.46M
SCHX icon
361
Schwab US Large- Cap ETF
SCHX
$74.6B
$2.5M 0.05%
308,280
+81,906
+36% +$668K
RSPT icon
362
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.86B
$2.46M 0.05%
266,460
+150,480
+130% +$1.39M
RWR icon
363
State Street SPDR Dow Jones REIT ETF
RWR
$1.87B
$2.45M 0.05%
26,758
+8,307
+45% +$751K
OHI icon
364
Omega Healthcare
OHI
$14.4B
$2.43M 0.05%
69,819
+2,810
+4% +$97.1K
IAU icon
365
iShares Gold Trust
IAU
$65.1B
$2.43M 0.04%
118,610
+19,931
+20% +$425K
IXUS icon
366
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$2.43M 0.04%
49,030
+32,937
+205% +$1.68M
PEG icon
367
Public Service Enterprise Group
PEG
$37.2B
$2.42M 0.04%
62,599
-4,322
-6% -$173K
CPB icon
368
Campbell Soup
CPB
$6.69B
$2.42M 0.04%
46,002
+3,554
+8% +$182K
DEO icon
369
Diageo
DEO
$54B
$2.41M 0.04%
22,071
+4,612
+26% +$520K
AGN
370
DELISTED
Allergan plc
AGN
$2.4M 0.04%
7,672
-7,087
-48% -$2.11M
NSC icon
371
Norfolk Southern
NSC
$75B
$2.38M 0.04%
28,078
-8,546
-23% -$732K
PRU icon
372
Prudential Financial
PRU
$42.1B
$2.38M 0.04%
29,195
+10,530
+56% +$870K
NGG icon
373
National Grid
NGG
$79.9B
$2.37M 0.04%
35,393
+1,278
+4% +$86.6K
XEL icon
374
Xcel Energy
XEL
$48B
$2.37M 0.04%
65,961
-3,769
-5% -$135K
IYC icon
375
iShares US Consumer Discretionary ETF
IYC
$1.23B
$2.37M 0.04%
65,236
-32,572
-33% -$1.19M
13 14
15
16 17

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.