We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BH icon
3601
Biglari Holdings Class B
BH
$1.2B
$1K ﹤0.01%
5
– –
BBT
3602
Beacon Financial Corp
BBT
$2.66B
$1K ﹤0.01%
50
-5
-9% -$128
BIO icon
3603
Bio-Rad Laboratories Class A
BIO
$9.53B
$1K ﹤0.01%
6
– –
BJRI icon
3604
BJ's Restaurants
BJRI
$1.44B
$1K ﹤0.01%
28
-80
-74% -$2.41K
BOKF icon
3605
BOK Financial
BOKF
$8.75B
$1K ﹤0.01%
8
– –
BRX icon
3606
Brixmor Property Group
BRX
$9.09B
$1K ﹤0.01%
+38
New +$799
CCO icon
3607
Clear Channel Outdoor Holdings
CCO
$1.23B
$1K ﹤0.01%
161
– –
CIG icon
3608
CEMIG Preferred Shares
CIG
$5.64B
$1K ﹤0.01%
412
-3,320
-89% -$9.76K
CLS icon
3609
Celestica
CLS
$39.1B
$1K ﹤0.01%
100
– –
CNA icon
3610
CNA Financial
CNA
$13.8B
$1K ﹤0.01%
28
– –
VISN
3611
Vistance Networks Inc
VISN
$2.7B
$1K ﹤0.01%
+21
New +$430
CYD icon
3612
China Yuchai International
CYD
$1.75B
$1K ﹤0.01%
31
– –
DGZ icon
3613
DB Gold Short ETN due Feb 15 2038
DGZ
$1.71M
$1K ﹤0.01%
100
-1,067
-91% -$15.6K
AXIA
3614
DELISTED
AXIA Energia
AXIA
$1K ﹤0.01%
768
-148
-16% -$266
AXIA.PR
3615
DELISTED
AXIA Energia American Depositary Shares Preferred Class B1
AXIA.PR
$1K ﹤0.01%
139
-88
-39% -$281
EPAM icon
3616
EPAM Systems
EPAM
$5.15B
$1K ﹤0.01%
43
+25
+139% +$950
FCNCA icon
3617
First Citizens BancShares
FCNCA
$25.4B
$1K ﹤0.01%
3
– –
FIBK icon
3618
First Interstate BancSystem
FIBK
$3.62B
$1K ﹤0.01%
49
-23
-32% -$609
FLXS icon
3619
Flexsteel Industries
FLXS
$307M
$1K ﹤0.01%
38
-15
-28% -$500
FTEK icon
3620
Fuel Tech
FTEK
$43.7M
$1K ﹤0.01%
220
– –
GIGM icon
3621
GigaMedia
GIGM
$16.5M
$1K ﹤0.01%
100
– –
HBIO icon
3622
Harvard Bioscience
HBIO
$27.6M
$1K ﹤0.01%
30
– –
HMY icon
3623
Harmony Gold Mining
HMY
$12.2B
$1K ﹤0.01%
430
– –
IHG icon
3624
InterContinental Hotels
IHG
$23B
$1K ﹤0.01%
13
– –
IIIN icon
3625
Insteel Industries
IIIN
$633M
$1K ﹤0.01%
40
-1,066
-96% -$21K
143 144
145
146 147

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.