Ladenburg Thalmann Financial Services’s AXIA Energia American Depositary Shares Preferred Class B1 AXIA.PR Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio AXIA.PR Stock Details AXIA.PR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-110	Closed	-$1K	–	3940
2014 Q2	$1K	Hold	110	–	–	﹤0.01%	3754
2014 Q1	$1K	Sell	110 -70	-39%	-$282	﹤0.01%	3622
2013 Q4	$1K	Hold	180	–	–	﹤0.01%	3615
2013 Q3	$1K	Hold	180	–	–	﹤0.01%	3553
2013 Q2	$1K	Buy	+180	New	+$849	﹤0.01%	3457

Other funds holding AXIA.PR

TGI

Tradewinds Global Investors Los Angeles, California $81.3M AUM 9.21% 1-Year Est. Return

KGI

Kopernik Global Investors Tampa, Florida $1.43B AUM 63.57% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

WBC

Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

RFC

Russell Frank Company Seattle, Washington $56.9B AUM 2.13% 1-Year Est. Return

CNB

City National Bank Beverly Hills, California $11.6B AUM 3.11% 1-Year Est. Return

Canada Pension Plan Investment Board Toronto Ontario, Ontario, Canada $155B AUM 29.93% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Ladenburg Thalmann Financial Services's AXIA.PR Position: Q3 2014 in Review

Ladenburg Thalmann Financial Services sold out of AXIA Energia American Depositary Shares Preferred Class B1 (AXIA.PR) in Q3 2014, closing a stake of 110 shares — an estimated $1K sold.

Ladenburg Thalmann Financial Services first reported a position in AXIA.PR in Q2 2013 and held it in 5 quarters. The position peaked at $1K in Q2 2014. 43 funds tracked by Wall St. Rank hold AXIA.PR as of Q3 2014.

Ladenburg Thalmann Financial Services reported no remaining AXIA Energia American Depositary Shares Preferred Class B1 position as of Q3 2014 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 110 AXIA Energia American Depositary Shares Preferred Class B1 shares in Q3 2014, an estimated $1K.
Ladenburg Thalmann Financial Services first reported a position in AXIA Energia American Depositary Shares Preferred Class B1 in Q2 2013 and held it in 5 quarters.
Ladenburg Thalmann Financial Services's AXIA Energia American Depositary Shares Preferred Class B1 position peaked at $1K in Q2 2014.
43 funds tracked by Wall St. Rank held AXIA Energia American Depositary Shares Preferred Class B1 as of Q3 2014.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.