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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZQK
3576
DELISTED
QUICKSILVER,INC.
ZQK
$2K ﹤0.01%
275
– –
LTM
3577
DELISTED
LIFE TIME FITNESS INC
LTM
$2K ﹤0.01%
43
– –
RNE
3578
DELISTED
MORGAN STLY EASTEURO FD
RNE
$2K ﹤0.01%
100
– –
WTSL
3579
DELISTED
WET SEAL INC CL-A
WTSL
$2K ﹤0.01%
1,500
– –
DNDN
3580
DELISTED
DENDREON CORPORATION
DNDN
$2K ﹤0.01%
587
– –
HIH
3581
DELISTED
HELIOS HIGH INCOME FD, INC
HIH
$2K ﹤0.01%
275
– –
STSI
3582
DELISTED
STAR SCIENTIFIC INC
STSI
$2K ﹤0.01%
3,000
– –
JRCC
3583
DELISTED
JAMES RIVER COAL NEW
JRCC
$2K ﹤0.01%
2,650
– –
QTWW
3584
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
$2K ﹤0.01%
164
– –
ALTI
3585
DELISTED
Altair Nanotechnologies Inc
ALTI
$2K ﹤0.01%
531
– –
MRGE
3586
DELISTED
MERGE HEALTHCARE INC COM STK (WI)
MRGE
$2K ﹤0.01%
800
+500
+167% +$1.19K
GSH
3587
DELISTED
Guangshen Railway Co. Ltd
GSH
$2K ﹤0.01%
101
– –
MOCO
3588
DELISTED
Mocon Inc
MOCO
$2K ﹤0.01%
120
– –
KNGT
3589
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
$2K ﹤0.01%
92
-601
-87% -$13.1K
GOLD
3590
DELISTED
Randgold Resources Ltd
GOLD
$2K ﹤0.01%
32
– –
RNWK
3591
DELISTED
RealNetworks Inc
RNWK
$2K ﹤0.01%
325
– –
DDC
3592
DELISTED
Dominion Diamond Corporation
DDC
$2K ﹤0.01%
135
– –
ACAD icon
3593
Acadia Pharmaceuticals
ACAD
$5.07B
$1K ﹤0.01%
25
-620
-96% -$15.7K
ACTG icon
3594
Acacia Research
ACTG
$451M
$1K ﹤0.01%
37
-100
-73% -$1.45K
AHT
3595
Ashford Hospitality Trust
AHT
$20.3M
– –
0
– –
AORT icon
3596
Artivion
AORT
$1.38B
$1K ﹤0.01%
+150
New +$1.54K
AROC icon
3597
Archrock
AROC
$5.78B
$1K ﹤0.01%
28
– –
AU icon
3598
AngloGold Ashanti
AU
$49.3B
$1K ﹤0.01%
68
-490
-88% -$7.79K
AXTI icon
3599
AXT Inc
AXTI
$4.83B
$1K ﹤0.01%
450
– –
BFS
3600
Saul Centers
BFS
$853M
$1K ﹤0.01%
15
– –
142 143
144
145 146

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HAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.