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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RPT
3551
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$18K ﹤0.01%
954
– –
JHMH
3552
DELISTED
John Hancock Multifactor Healthcare ETF
JHMH
$18K ﹤0.01%
+683
New +$17.7K
PSB
3553
DELISTED
PS Business Parks, Inc.
PSB
$18K ﹤0.01%
151
– –
EGOV
3554
DELISTED
NIC Inc
EGOV
$18K ﹤0.01%
756
+112
+17% +$2.68K
MNTA
3555
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$18K ﹤0.01%
1,218
-140
-10% -$1.85K
PER
3556
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$18K ﹤0.01%
6,400
-1,273
-17% -$3.87K
AKP
3557
DELISTED
Alliance Californa Muni Fd
AKP
$18K ﹤0.01%
1,374
+16
+1% +$225
MYF
3558
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$18K ﹤0.01%
1,200
– –
UBA
3559
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
$18K ﹤0.01%
750
– –
CMC icon
3560
Commercial Metals
CMC
$7.98B
$17K ﹤0.01%
796
-537
-40% -$10.5K
CRIS icon
3561
Curis
CRIS
$3.91M
$17K ﹤0.01%
3
– –
ESGD icon
3562
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
$17K ﹤0.01%
312
– –
FONR
3563
DELISTED
Fonar
FONR
$17K ﹤0.01%
860
– –
FRO icon
3564
Frontline
FRO
$9.02B
$17K ﹤0.01%
2,425
-1,155
-32% -$8.54K
GABC icon
3565
German American Bancorp
GABC
$1.91B
$17K ﹤0.01%
480
– –
OXM icon
3566
Oxford Industries
OXM
$538M
$17K ﹤0.01%
283
+50
+21% +$3.3K
QCRH icon
3567
QCR Holdings
QCRH
$1.73B
$17K ﹤0.01%
391
-1,098
-74% -$40.3K
SAH icon
3568
Sonic Automotive
SAH
$2.56B
$17K ﹤0.01%
778
– –
SHO icon
3569
Sunstone Hotel Investors
SHO
$2.01B
$17K ﹤0.01%
1,291
– –
HTO
3570
H2O America
HTO
$2.62B
$17K ﹤0.01%
+297
New +$15K
SSB icon
3571
SouthState Bank Corp
SSB
$10.8B
$17K ﹤0.01%
197
+1
+0.5% +$81
TFLO icon
3572
iShares Treasury Floating Rate Bond ETF
TFLO
$6.72B
$17K ﹤0.01%
340
– –
AEL
3573
DELISTED
American Equity Investment Life Holding Company
AEL
$17K ﹤0.01%
787
+4
+0.5% +$80
AIMC
3574
DELISTED
Altra Industrial Motion Corp
AIMC
$17K ﹤0.01%
500
+1
+0.2% +$33
FNI
3575
DELISTED
First Trust Chindia ETF
FNI
$17K ﹤0.01%
578
-198
-26% -$5.8K
141 142
143
144 145

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.