We are live on
!
Find out more
LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
(+7.7%)
Cap. Flow
+$409M
Cap. Flow
% of AUM
5.68%
Top 10 Holdings %
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.2M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$17.5M |
| 3 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$16.5M |
| 4 |
Arbutus Biopharma
ABUS
|
+$15.4M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$14.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$36M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.1M |
| 3 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$11.1M |
| 4 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$6.94M |
| 5 |
MSC Industrial Direct
MSM
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.15% |
| 2 | Industrials | 5.32% |
| 3 | Technology | 5.28% |
| 4 | Consumer Staples | 4.98% |
| 5 | Healthcare | 4.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DIAX
326
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
| $3.75M | 0.05% |
249,786
+4,475
| +2% | +$65K |
|
327
iShares US Financials ETF
IYF
$4.4B
| $3.73M | 0.05% |
74,346
+13,902
| +23% | +$664K |
|
328
Dentsply Sirona
XRAY
$2.36B
| $3.71M | 0.05% |
64,211
+14,822
| +30% | +$876K |
|
329
Casey's General Stores
CASY
$31B
| $3.69M | 0.05% |
31,058
-612
| -2% | -$72.8K |
|
330
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.5B
| $3.67M | 0.05% |
197,889
-325
| -0.2% | -$6.05K |
|
331
Reaves Utility Income Fund
UTG
$3.6B
| $3.67M | 0.05% |
119,449
-664
| -0.6% | -$19.7K |
|
|
MON
332
DELISTED
Monsanto Co
MON
| $3.62M | 0.05% |
34,434
+307
| +0.9% | +$31.5K |
|
333
Schwab US TIPS ETF
SCHP
$16.2B
| $3.62M | 0.05% |
132,108
+108,916
| +470% | +$3.04M |
|
334
iShares MSCI EAFE Growth ETF
EFG
$17.3B
| $3.61M | 0.05% |
56,726
+287
| +0.5% | +$18.5K |
|
335
Broadridge
BR
$19.6B
| $3.61M | 0.05% |
54,429
+37,117
| +214% | +$2.41M |
|
|
CAB
336
DELISTED
Cabela's Inc
CAB
| $3.6M | 0.05% |
61,508
+2,402
| +4% | +$149K |
|
337
Moody's
MCO
$83.1B
| $3.59M | 0.05% |
38,049
+6,613
| +21% | +$668K |
|
338
Vanguard Consumer Discretionary ETF
VCR
$6.18B
| $3.58M | 0.05% |
27,824
+13,988
| +101% | +$1.78M |
|
339
iShares Core MSCI Pacific ETF
IPAC
$2.75B
| $3.56M | 0.05% |
72,919
+36,061
| +98% | +$1.81M |
|
340
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.59B
| $3.54M | 0.05% |
21,365
+7,556
| +55% | +$1.19M |
|
|
MORE
341
DELISTED
Monogram Residential Trust, Inc.
MORE
| $3.53M | 0.05% |
326,398
-15,119
| -4% | -$159K |
|
342
Sherwin-Williams
SHW
$88.2B
| $3.53M | 0.05% |
39,414
+6,102
| +18% | +$539K |
|
|
DSL
343
DoubleLine Income Solutions Fund
DSL
$1.24B
| $3.52M | 0.05% |
186,358
+16,879
| +10% | +$313K |
|
344
American Express
AXP
$228B
| $3.51M | 0.05% |
47,474
+6,262
| +15% | +$434K |
|
|
PHK
345
PIMCO High Income Fund
PHK
$878M
| $3.5M | 0.05% |
381,350
+13,690
| +4% | +$126K |
|
346
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$427M
| $3.5M | 0.05% |
182,925
+1,724
| +1% | +$32.2K |
|
347
United Rentals
URI
$71.5B
| $3.48M | 0.05% |
32,915
+3,204
| +11% | +$292K |
|
348
J.M. Smucker
SJM
$12.7B
| $3.47M | 0.05% |
26,975
+4,525
| +20% | +$586K |
|
349
Omega Healthcare
OHI
$14.4B
| $3.46M | 0.05% |
111,120
+1,721
| +2% | +$53.1K |
|
350
Danaher
DHR
$145B
| $3.44M | 0.05% |
49,793
+32,484
| +188% | +$2.26M |
|
Similar funds
AG
EM
HAM
CM
TRAM
MP
CONA
CBU
Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review
As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.
- Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
- Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
- Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
- Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
- Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
- Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.