We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RPAI
326
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$2.82M 0.05%
191,238
-5,155
-3% -$76.3K
FEX icon
327
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$2.81M 0.05%
64,923
+971
+2% +$42.7K
EMLP icon
328
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$2.79M 0.05%
138,151
+48,160
+54% +$1.05M
HEDJ icon
329
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$2.77M 0.05%
102,764
+16,038
+18% +$473K
UUP icon
330
Invesco DB US Dollar Index Bullish Fund
UUP
$414M
$2.77M 0.05%
107,092
+84,332
+371% +$2.14M
NEAR icon
331
iShares Short Maturity Bond ETF
NEAR
$4.88B
$2.76M 0.05%
55,121
-86,387
-61% -$4.32M
SCHZ icon
332
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$2.73M 0.05%
106,024
+89,052
+525% +$2.31M
IEFA icon
333
iShares Core MSCI EAFE ETF
IEFA
$195B
$2.73M 0.05%
50,221
+9,567
+24% +$531K
MTUM icon
334
iShares MSCI USA Momentum Factor ETF
MTUM
$25.4B
$2.73M 0.05%
37,248
+7,262
+24% +$527K
NOC icon
335
Northrop Grumman
NOC
$82.1B
$2.7M 0.05%
14,328
+824
+6% +$151K
XLVS
336
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
$2.7M 0.05%
37,529
-2,249
-6% -$162K
VMC icon
337
Vulcan Materials
VMC
$37B
$2.66M 0.05%
28,038
-722
-3% -$70K
VWOB icon
338
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.22B
$2.64M 0.05%
35,751
+3,918
+12% +$295K
MGC icon
339
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$2.63M 0.05%
37,627
+4,082
+12% +$286K
GPT
340
DELISTED
Gramercy Property Trust
GPT
$2.63M 0.05%
113,342
+112,714
+17,948% +$7.02M
RSPS icon
341
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$246M
$2.62M 0.05%
113,085
+36,830
+48% +$828K
CFO icon
342
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$425M
$2.62M 0.05%
73,284
+46,814
+177% +$1.69M
SCHG icon
343
Schwab US Large-Cap Growth ETF
SCHG
$63B
$2.62M 0.05%
396,624
+114,128
+40% +$762K
MET icon
344
MetLife
MET
$61.7B
$2.62M 0.05%
60,956
+2,113
+4% +$92.9K
MKC icon
345
McCormick & Company Non-Voting
MKC
$14.3B
$2.62M 0.05%
61,210
+19,644
+47% +$828K
SWKS icon
346
Skyworks Solutions
SWKS
$10.4B
$2.62M 0.05%
34,046
+3,640
+12% +$292K
AWK icon
347
American Water Works
AWK
$26.9B
$2.61M 0.05%
43,654
+4,539
+12% +$262K
PAYX icon
348
Paychex
PAYX
$43.1B
$2.61M 0.05%
49,286
+916
+2% +$47.9K
DFE icon
349
WisdomTree Europe SmallCap Dividend Fund
DFE
$168M
$2.59M 0.05%
46,287
+13,115
+40% +$733K
DOC icon
350
Healthpeak Properties
DOC
$14.4B
$2.58M 0.05%
74,126
+14,198
+24% +$475K
12 13
14
15 16

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.