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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JHMT
3451
DELISTED
John Hancock Multifactor Technology ETF
JHMT
$50K ﹤0.01%
1,000
– –
DO
3452
DELISTED
Diamond Offshore Drilling
DO
$50K ﹤0.01%
8,960
+187
+2% +$1.37K
AMG icon
3453
Affiliated Managers Group
AMG
$9.89B
$49K ﹤0.01%
588
-499
-46% -$41.7K
ARCB icon
3454
ArcBest
ARCB
$3.19B
$49K ﹤0.01%
1,616
-275
-15% -$7.92K
BCBP icon
3455
BCB Bancorp
BCBP
$163M
$49K ﹤0.01%
3,800
– –
CIK
3456
Credit Suisse Asset Management Income Fund
CIK
$134M
$49K ﹤0.01%
15,544
-7,825
-33% -$24.6K
DMRC icon
3457
Digimarc Corp
DMRC
$169M
$49K ﹤0.01%
+1,266
New +$54.6K
FCG icon
3458
First Trust Natural Gas ETF
FCG
$648M
$49K ﹤0.01%
4,307
-57
-1% -$699
IHD
3459
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$136M
$49K ﹤0.01%
6,854
+554
+9% +$4K
JPXN
3460
iShares JPX-Nikkei 400 ETF
JPXN
$142M
$49K ﹤0.01%
801
– –
LOAN
3461
Manhattan Bridge Capital
LOAN
$47.1M
$49K ﹤0.01%
7,590
+609
+9% +$3.8K
PNF
3462
DELISTED
PIMCO New York Municipal Income Fund
PNF
$49K ﹤0.01%
3,406
+2,500
+276% +$34.4K
QQXT icon
3463
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$161M
$49K ﹤0.01%
931
– –
HEP
3464
DELISTED
Holly Energy Partners, L.P.
HEP
$49K ﹤0.01%
1,904
+73
+4% +$2K
VIVO
3465
DELISTED
Meridian Bioscience Inc
VIVO
$49K ﹤0.01%
5,163
+294
+6% +$3.1K
MSGN
3466
DELISTED
MSG Networks Inc.
MSGN
$49K ﹤0.01%
3,042
-1,071
-26% -$19.2K
AIG.WS
3467
DELISTED
American International Group, Inc.
AIG.WS
$49K ﹤0.01%
3,422
+173
+5% +$2.41K
CRWD icon
3468
CrowdStrike
CRWD
$221B
$48K ﹤0.01%
3,340
-4,460
-57% -$88.6K
IPAR icon
3469
Interparfums
IPAR
$3.67B
$48K ﹤0.01%
687
-52
-7% -$3.45K
PTCT icon
3470
PTC Therapeutics
PTCT
$5.98B
$48K ﹤0.01%
1,392
-1
-0.1% -$44
PYZ icon
3471
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$78M
$48K ﹤0.01%
827
-46
-5% -$2.67K
WKC icon
3472
World Kinect Corp
WKC
$1.85B
$48K ﹤0.01%
1,198
+183
+18% +$6.96K
WWW icon
3473
Wolverine World Wide
WWW
$1.72B
$48K ﹤0.01%
1,710
-79
-4% -$2.12K
YELP icon
3474
Yelp
YELP
$1.34B
$48K ﹤0.01%
1,411
-1,252
-47% -$43.3K
B
3475
DELISTED
Barnes Group Inc.
B
$48K ﹤0.01%
939
-806
-46% -$40.4K
137 138
139
140 141

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.