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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RP
3451
DELISTED
RealPage, Inc.
RP
$36K ﹤0.01%
810
+650
+406% +$28.4K
NTC
3452
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$36K ﹤0.01%
3,000
+900
+43% +$10.8K
AAV
3453
DELISTED
Advantage Oil & Gas Ltd
AAV
$36K ﹤0.01%
8,475
-200
-2% -$1.01K
AMRN
3454
Amarin Corp
AMRN
$299M
$35K ﹤0.01%
438
– –
ASRT
3455
DELISTED
Assertio
ASRT
$35K ﹤0.01%
73
– –
AU icon
3456
AngloGold Ashanti
AU
$48.1B
$35K ﹤0.01%
3,411
+315
+10% +$3.04K
DBI icon
3457
Designer Brands
DBI
$312M
$35K ﹤0.01%
1,612
-415
-20% -$8.53K
DSGX icon
3458
Descartes Systems
DSGX
$6.62B
$35K ﹤0.01%
1,246
– –
FIX icon
3459
Comfort Systems
FIX
$60.8B
$35K ﹤0.01%
804
+142
+21% +$5.81K
GTN icon
3460
Gray Television
GTN
$520M
$35K ﹤0.01%
2,086
+113
+6% +$1.77K
HRI icon
3461
Herc Holdings
HRI
$5.64B
$35K ﹤0.01%
569
+483
+562% +$26.6K
MUR icon
3462
Murphy Oil
MUR
$4.99B
$35K ﹤0.01%
1,142
-1,744
-60% -$48.6K
VIAV icon
3463
Viavi Solutions
VIAV
$10.6B
$35K ﹤0.01%
4,077
+920
+29% +$8.33K
VRIG icon
3464
Invesco Variable Rate Investment Grade ETF
VRIG
$1.85B
$35K ﹤0.01%
1,400
-8,927
-86% -$225K
ENDP
3465
DELISTED
Endo International plc
ENDP
$35K ﹤0.01%
4,605
-2,742
-37% -$20.5K
ADXS
3466
DELISTED
Advaxis Inc
ADXS
$35K ﹤0.01%
827
+67
+9% +$3.39K
INDF
3467
DELISTED
iShares Edge MSCI Multifactor Industrials ETF
INDF
$35K ﹤0.01%
1,080
– –
ACNB icon
3468
ACNB Corp
ACNB
$660M
$34K ﹤0.01%
1,135
– –
DEW icon
3469
WisdomTree Global High Dividend Fund
DEW
$156M
$34K ﹤0.01%
700
– –
FIVN icon
3470
FIVE9
FIVN
$2.53B
$34K ﹤0.01%
1,367
– –
JOE icon
3471
St. Joe Company
JOE
$3.89B
$34K ﹤0.01%
1,911
+245
+15% +$4.54K
PCF
3472
High Income Securities Fund
PCF
$103M
$34K ﹤0.01%
3,757
+3,680
+4,779% +$33.2K
PMT
3473
PennyMac Mortgage Investment
PMT
$828M
$34K ﹤0.01%
2,106
-1,043
-33% -$16.9K
WTV icon
3474
WisdomTree US Value Fund
WTV
$3.4B
$34K ﹤0.01%
834
+154
+23% +$6.11K
ONIT
3475
Onity Group
ONIT
$330M
$34K ﹤0.01%
730
– –
137 138
139
140 141

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.