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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RAVN
3451
DELISTED
Raven Industries Inc
RAVN
$21K ﹤0.01%
834
– –
AT
3452
DELISTED
Atlantic Power Corporation
AT
$21K ﹤0.01%
8,092
+319
+4% +$792
MEN
3453
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$21K ﹤0.01%
1,906
-1,000
-34% -$11.6K
AHL
3454
DELISTED
ASPEN Insurance Holding Limited
AHL
$21K ﹤0.01%
370
-589
-61% -$30.1K
KS
3455
DELISTED
KapStone Paper and Pack Corp.
KS
$21K ﹤0.01%
933
-1,063
-53% -$21.6K
LCM
3456
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$21K ﹤0.01%
2,550
– –
SCMP
3457
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
$21K ﹤0.01%
+1,610
New +$22.5K
ORIG
3458
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
$21K ﹤0.01%
1
– –
ZGNX
3459
DELISTED
Zogenix, Inc.
ZGNX
$21K ﹤0.01%
1,758
-2,466
-58% -$27.1K
RALS
3460
DELISTED
ProShares RAFI Long/Short
RALS
$21K ﹤0.01%
521
+243
+87% +$9.59K
AGI icon
3461
Alamos Gold
AGI
$13.8B
$20K ﹤0.01%
2,845
-46
-2% -$323
BYLD icon
3462
iShares Yield Optimized Bond ETF
BYLD
$443M
$20K ﹤0.01%
828
+23
+3% +$571
ESE icon
3463
ESCO Technologies
ESE
$7.78B
$20K ﹤0.01%
347
– –
FEMB icon
3464
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$366M
$20K ﹤0.01%
+488
New +$20.1K
FUND
3465
Sprott Focus Trust
FUND
$317M
$20K ﹤0.01%
2,863
+5
+0.2% +$34
GECC icon
3466
Great Elm Capital Corp
GECC
$81.8M
$20K ﹤0.01%
+279
New +$18.2K
GLDI icon
3467
Credit Suisse X-Links Gold Shares Covered Call ETNs due February 2 2033
GLDI
$32.7M
$20K ﹤0.01%
111
– –
IAG icon
3468
IAMGOLD
IAG
$10.3B
$20K ﹤0.01%
5,100
+133
+3% +$497
NNBR icon
3469
NN Inc
NNBR
$298M
$20K ﹤0.01%
1,055
+4
+0.4% +$71
OXSQ icon
3470
Oxford Square Capital
OXSQ
$160M
$20K ﹤0.01%
3,070
+1,000
+48% +$6.18K
PDS
3471
Precision Drilling
PDS
$1.06B
$20K ﹤0.01%
176
– –
PSMT icon
3472
Pricesmart
PSMT
$5.49B
$20K ﹤0.01%
245
+12
+5% +$1.05K
RDUS
3473
DELISTED
Radius Recycling
RDUS
$20K ﹤0.01%
785
-69
-8% -$1.77K
TPH
3474
DELISTED
Tri Pointe Homes
TPH
$20K ﹤0.01%
1,677
+316
+23% +$3.78K
VPV icon
3475
Invesco Pennsylvania Value Municipal Income Trust
VPV
$200M
$20K ﹤0.01%
1,500
– –
137 138
139
140 141

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.