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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDGE icon
3401
AdvisorShares Ranger Equity Bear ETF
HDGE
$52.6M
$43K ﹤0.01%
580
+43
+8% +$3.21K
IPAR icon
3402
Interparfums
IPAR
$3.67B
$43K ﹤0.01%
665
-247
-27% -$15.2K
ONTO icon
3403
Onto Innovation
ONTO
$20.3B
$43K ﹤0.01%
1,168
-1,491
-56% -$58.6K
RBC icon
3404
RBC Bearings
RBC
$17.7B
$43K ﹤0.01%
287
+20
+7% +$2.88K
SANM icon
3405
Sanmina
SANM
$11.3B
$43K ﹤0.01%
1,552
+161
+12% +$4.83K
SIFY
3406
Sify Technologies
SIFY
$1.13B
$43K ﹤0.01%
4,810
+4,196
+683% +$44.7K
SKY icon
3407
Champion Homes
SKY
$5.13B
$43K ﹤0.01%
1,500
– –
WPRT
3408
Westport Fuel Systems
WPRT
$33.4M
$43K ﹤0.01%
1,462
+585
+67% +$16.6K
ROIC
3409
DELISTED
Retail Opportunity Investments Corp.
ROIC
$43K ﹤0.01%
2,347
+1,164
+98% +$22.2K
HT
3410
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$43K ﹤0.01%
1,913
+1,075
+128% +$24.1K
ACOR
3411
DELISTED
Acorda Therapeutics
ACOR
$43K ﹤0.01%
18
– –
IBDD
3412
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$43K ﹤0.01%
1,665
– –
SRLP
3413
DELISTED
SPRAGUE RESOURCES LP
SRLP
$43K ﹤0.01%
+1,600
New +$40.8K
SHSP
3414
DELISTED
SharpSpring, Inc.
SHSP
$43K ﹤0.01%
+3,041
New +$36.9K
DSE
3415
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
$43K ﹤0.01%
+704
New +$41.8K
CBB
3416
DELISTED
Cincinnati Bell Inc.
CBB
$43K ﹤0.01%
2,672
-4,062
-60% -$56.6K
EIO
3417
DELISTED
Eaton Vance Ohio Municipal Bond Fund
EIO
$43K ﹤0.01%
3,884
+65
+2% +$751
BAR icon
3418
GraniteShares Gold Shares
BAR
$1.47B
$42K ﹤0.01%
3,530
+2,830
+404% +$34.2K
EGBN icon
3419
Eagle Bancorp
EGBN
$878M
$42K ﹤0.01%
840
+687
+449% +$38.1K
ENOV icon
3420
Enovis
ENOV
$1.5B
$42K ﹤0.01%
671
-757
-53% -$43.1K
ESLT icon
3421
Elbit Systems
ESLT
$36.7B
$42K ﹤0.01%
339
-733
-68% -$90.6K
FNGD icon
3422
MicroSectors FANG+ Index -3X Inverse Leveraged ETNs due January 8, 2038
FNGD
$321M
– –
0
– –
FSM icon
3423
Fortuna Silver Mines
FSM
$3.16B
$42K ﹤0.01%
9,700
+5,350
+123% +$26.2K
FWRD icon
3424
Forward Air
FWRD
$640M
$42K ﹤0.01%
582
+63
+12% +$4.01K
HUSV icon
3425
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$84.8M
$42K ﹤0.01%
1,761
-8,232
-82% -$195K
135 136
137
138 139

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.