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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KT icon
3401
KT
KT
$9.03B
$38K ﹤0.01%
2,467
+1,658
+205% +$24.4K
NC icon
3402
NACCO Industries
NC
$316M
$38K ﹤0.01%
1,000
-3,465
-78% -$139K
NPO icon
3403
Enpro
NPO
$7.12B
$38K ﹤0.01%
404
+50
+14% +$4.24K
PBYI icon
3404
Puma Biotechnology
PBYI
$450M
$38K ﹤0.01%
380
+6
+2% +$671
PSMT icon
3405
Pricesmart
PSMT
$5.55B
$38K ﹤0.01%
441
-5
-1% -$427
CNH
3406
CNH Industrial
CNH
$16.7B
$38K ﹤0.01%
3,300
+1,149
+53% +$12.7K
TCHF
3407
DELISTED
iShares Edge MSCI Multifactor Technology ETF
TCHF
$38K ﹤0.01%
1,000
-275
-22% -$11K
MULE
3408
DELISTED
MuleSoft, Inc.
MULE
$38K ﹤0.01%
1,624
+1,548
+2,037% +$35.1K
AHRT
3409
AH Realty Trust
AHRT
$506M
$37K ﹤0.01%
2,405
+28
+1% +$416
ASX icon
3410
ASE Group
ASX
$103B
$37K ﹤0.01%
5,724
+1,769
+45% +$11.2K
AWRE icon
3411
Aware
AWRE
$26.4M
$37K ﹤0.01%
8,250
– –
CAL icon
3412
Caleres
CAL
$461M
$37K ﹤0.01%
1,111
+549
+98% +$16.7K
CHMI
3413
Cherry Hill Mortgage Investment Corp
CHMI
$108M
$37K ﹤0.01%
2,092
-644
-24% -$11.8K
CNYA icon
3414
iShares MSCI China A ETF
CNYA
$207M
$37K ﹤0.01%
1,150
+750
+188% +$23.7K
EXI icon
3415
iShares Global Industrials ETF
EXI
$1.49B
$37K ﹤0.01%
389
+1
+0.3% +$91
MJ icon
3416
Amplify Alternative Harvest ETF
MJ
$112M
$37K ﹤0.01%
+95
New +$34.3K
NSP icon
3417
Insperity
NSP
$2.05B
$37K ﹤0.01%
652
-7,514
-92% -$398K
PRGS icon
3418
Progress Software
PRGS
$1.83B
$37K ﹤0.01%
857
+275
+47% +$11.4K
RETL icon
3419
Direxion Daily Retail Bull 3X ETF
RETL
$27.8M
$37K ﹤0.01%
2,550
– –
TWM icon
3420
ProShares UltraShort Russell2000
TWM
$40.8M
$37K ﹤0.01%
106
– –
XSW icon
3421
State Street SPDR S&P Software & Services ETF
XSW
$515M
$37K ﹤0.01%
+528
New +$36.2K
ARGO
3422
DELISTED
Argo Group International Holdings, Ltd.
ARGO
$37K ﹤0.01%
690
-108
-14% -$5.78K
ESBK
3423
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$37K ﹤0.01%
1,890
– –
MGLN
3424
DELISTED
Magellan Health Services, Inc.
MGLN
$37K ﹤0.01%
384
+25
+7% +$2.21K
AT
3425
DELISTED
Atlantic Power Corporation
AT
$37K ﹤0.01%
15,536
+430
+3% +$1.05K
135 136
137
138 139

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.