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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGND
3401
DELISTED
WisdomTree Trust WisdomTree Negative Duration U.S. Aggregate Bond Fund
AGND
$23K ﹤0.01%
520
+270
+108% +$11.7K
SFLY
3402
DELISTED
Shutterfly, Inc.
SFLY
$23K ﹤0.01%
526
+17
+3% +$824
PAF
3403
DELISTED
Invesco FTSE RAFI Asia Pacific ex-Japan ETF
PAF
$23K ﹤0.01%
480
– –
ANTX
3404
DELISTED
Anthem, Inc.
ANTX
$23K ﹤0.01%
480
+81
+20% +$3.64K
SNOW
3405
DELISTED
Intrawest Resorts Holdings, Inc.
SNOW
$23K ﹤0.01%
1,301
+225
+21% +$3.86K
XL
3406
DELISTED
XL Group Ltd.
XL
$23K ﹤0.01%
600
-77
-11% -$2.76K
REXX
3407
DELISTED
Rex Energy Corporation
REXX
$23K ﹤0.01%
4,800
– –
ADC icon
3408
Agree Realty
ADC
$9.25B
$22K ﹤0.01%
430
– –
ASX icon
3409
ASE Group
ASX
$103B
$22K ﹤0.01%
4,345
-53
-1% -$295
CSTE icon
3410
Caesarstone
CSTE
$104M
$22K ﹤0.01%
783
+83
+12% +$2.63K
DSM
3411
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
$22K ﹤0.01%
2,679
+200
+8% +$1.65K
EWP icon
3412
iShares MSCI Spain ETF
EWP
$2.21B
$22K ﹤0.01%
814
-1,199
-60% -$31.6K
GDOT icon
3413
Green Dot
GDOT
$766M
$22K ﹤0.01%
924
+61
+7% +$1.43K
IPAY icon
3414
Amplify Mobile Payments ETF
IPAY
$188M
$22K ﹤0.01%
+848
New +$21.3K
KFRC icon
3415
Kforce
KFRC
$1.03B
$22K ﹤0.01%
970
+550
+131% +$11.3K
MAC icon
3416
Macerich
MAC
$6.99B
$22K ﹤0.01%
315
+68
+28% +$4.86K
MHF
3417
Western Asset Municipal High Income Fund
MHF
$153M
$22K ﹤0.01%
3,000
– –
PEX icon
3418
ProShares Global Listed Private Equity ETF
PEX
$11.6M
$22K ﹤0.01%
569
+3
+0.5% +$114
PFO
3419
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
$22K ﹤0.01%
2,013
– –
SBSI icon
3420
Southside Bancshares
SBSI
$979M
$22K ﹤0.01%
608
+362
+147% +$12.5K
SIM icon
3421
Grupo SIMEC
SIM
$4.68B
$22K ﹤0.01%
1,510
-40
-3% -$463
TIPX icon
3422
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.04B
$22K ﹤0.01%
1,121
+617
+122% +$12.1K
TNC icon
3423
Tennant Co
TNC
$1.15B
$22K ﹤0.01%
311
+1
+0.3% +$69
VKQ icon
3424
Invesco Municipal Trust
VKQ
$545M
$22K ﹤0.01%
1,747
-28
-2% -$353
WES icon
3425
Western Midstream Partners
WES
$19.9B
$22K ﹤0.01%
525
+500
+2,000% +$21.5K
135 136
137
138 139

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.